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<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing with OASIS Tables v3.0 20080202//EN" "journalpub-oasis3.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" xml:lang="en" dtd-version="3.0" article-type="research-article">
  <front>
    <journal-meta><journal-id journal-id-type="publisher">SE</journal-id><journal-title-group>
    <journal-title>Solid Earth</journal-title>
    <abbrev-journal-title abbrev-type="publisher">SE</abbrev-journal-title><abbrev-journal-title abbrev-type="nlm-ta">Solid Earth</abbrev-journal-title>
  </journal-title-group><issn pub-type="epub">1869-9529</issn><publisher>
    <publisher-name>Copernicus Publications</publisher-name>
    <publisher-loc>Göttingen, Germany</publisher-loc>
  </publisher></journal-meta>
    <article-meta>
      <article-id pub-id-type="doi">10.5194/se-12-1287-2021</article-id><title-group><article-title>Stress rotation  –  impact and interaction of rock stiffness and faults</article-title><alt-title>Stress rotation  –  impact and interaction of rock stiffness and faults</alt-title>
      </title-group><?xmltex \runningtitle{Stress rotation  --  impact and interaction of rock stiffness and faults}?><?xmltex \runningauthor{K.~Reiter}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes">
          <name><surname>Reiter</surname><given-names>Karsten</given-names></name>
          <email>reiter@geo.tu-darmstadt.de</email>
        <ext-link>https://orcid.org/0000-0003-4232-7426</ext-link></contrib>
        <aff id="aff1"><institution>Institute of Applied Geosciences, TU Darmstadt, Schnittspahnstraße 9, 64287 Darmstadt, Germany</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Karsten Reiter (reiter@geo.tu-darmstadt.de)</corresp></author-notes><pub-date><day>14</day><month>June</month><year>2021</year></pub-date>
      
      <volume>12</volume>
      <issue>6</issue>
      <fpage>1287</fpage><lpage>1307</lpage>
      <history>
        <date date-type="received"><day>28</day><month>July</month><year>2020</year></date>
           <date date-type="accepted"><day>3</day><month>May</month><year>2021</year></date>
           <date date-type="rev-recd"><day>29</day><month>April</month><year>2021</year></date>
           <date date-type="rev-request"><day>3</day><month>August</month><year>2020</year></date>
      </history>
      <permissions>
        <copyright-statement>Copyright: © 2021 Karsten Reiter</copyright-statement>
        <copyright-year>2021</copyright-year>
      <license license-type="open-access"><license-p>This work is licensed under the Creative Commons Attribution 4.0 International License. To view a copy of this licence, visit <ext-link ext-link-type="uri" xlink:href="https://creativecommons.org/licenses/by/4.0/">https://creativecommons.org/licenses/by/4.0/</ext-link></license-p></license></permissions><self-uri xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021.html">This article is available from https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021.html</self-uri><self-uri xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021.pdf">The full text article is available as a PDF file from https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021.pdf</self-uri>
      <abstract><title>Abstract</title>
    <p id="d1e78">It has been assumed that the orientation of the maximum horizontal
compressive stress (<inline-formula><mml:math id="M1" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>) in the upper crust is governed on a
regional scale by the same forces that drive plate motion.  However, several
regions are identified where stress orientation deviates from the expected
orientation due to plate boundary forces (first-order stress sources), or the
plate wide pattern.  In some of these regions, a gradual rotation of the
<inline-formula><mml:math id="M2" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation has been observed.</p>
    <p id="d1e103">Several second- and third-order stress sources have been identified in the
past, which may explain stress rotation in the upper crust. For example, lateral heterogeneities in the crust, such as density and petrophysical
properties, and discontinuities, such as faults, are identified as potential
candidates to cause lateral stress rotations.  To investigate several of these
candidates, generic geomechanical numerical models are set up with up to five
different units, oriented by an angle of 60<inline-formula><mml:math id="M3" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> to the direction of
shortening.  These units have variable (elastic) material properties, such as
Young's modulus, Poisson's ratio and density.  In addition, the units can be
separated by contact surfaces that allow them to slide along these vertical
faults, depending on a chosen coefficient of friction.</p>
    <p id="d1e115">The model results indicate that a density contrast or the variation of Poisson's ratio alone hardly rotates the horizontal stress
(<inline-formula><mml:math id="M4" display="inline"><mml:mrow><mml:mi mathvariant="italic">≦</mml:mi><mml:mn mathvariant="normal">17</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M5" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).  Conversely, a contrast of Young's modulus allows
significant stress rotations of up to 78<inline-formula><mml:math id="M6" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, even beyond the vicinity of
the material transition (<inline-formula><mml:math id="M7" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M8" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>).  Stress rotation clearly
decreases for the same stiffness contrast, when the units are separated by low-friction discontinuities (only 19<inline-formula><mml:math id="M9" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in contrast to 78<inline-formula><mml:math id="M10" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).  Low-friction discontinuities in homogeneous models do not change the stress
pattern at all away from the fault (<inline-formula><mml:math id="M11" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M12" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>); the stress pattern is
nearly identical to a model without any active faults.  This indicates that
material contrasts are capable of producing significant stress rotation for
larger areas in the crust.  Active faults that separate such material
contrasts have the opposite effect – they tend to compensate for stress
rotations.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <label>1</label><title>Introduction</title>
      <p id="d1e209">Knowledge of the stress tensor state in the Earth's upper crust is important
for a better understanding of the endogenous dynamics, seismic hazard or
exploitation of the underground.  Therefore, several methods have been
developed to estimate the stress tensor orientation and the stress magnitudes.
Stress orientation data are compiled globally in the World Stress Map database
<xref ref-type="bibr" rid="bib1.bibx129 bib1.bibx128 bib1.bibx112 bib1.bibx49 bib1.bibx51" id="paren.1"/>.
Based on such data compilations, it was assumed that patterns of stress
orientation on a regional scale are more or less uniform within tectonic
plates <xref ref-type="bibr" rid="bib1.bibx102 bib1.bibx64 bib1.bibx86 bib1.bibx19" id="paren.2"/>.</p>
      <p id="d1e218">The plate-wide pattern is overprinted on a regional scale by the contemporary
collisional systems.  Recent examples in Europe are the Alps
<xref ref-type="bibr" rid="bib1.bibx98" id="paren.3"/>, the Apennines <xref ref-type="bibr" rid="bib1.bibx94" id="paren.4"/> or the
Carpathian Mountains <xref ref-type="bibr" rid="bib1.bibx8 bib1.bibx87" id="paren.5"/>.  Closely related to that
is the variability of crustal thickness, density and topography
<xref ref-type="bibr" rid="bib1.bibx6 bib1.bibx58 bib1.bibx35 bib1.bibx89" id="paren.6"/>.  It was
suggested that remnant stresses due to old plate tectonic events are able to
overprint stress orientation on a regional scale <xref ref-type="bibr" rid="bib1.bibx22 bib1.bibx117 bib1.bibx102" id="paren.7"><named-content content-type="pre">e.g.</named-content></xref>.  Such old basement structures also present
geomechanical inhomogeneities and discontinuities, which have the potential to
perturb the stress pattern.  However, pre-Cenozoic orogens (or “old” suture
zones), often covered and hidden by (thick) sediments, were rarely indicated
as causes of significant stress rotation.  In many cases it is the<?pagebreak page1288?> opposite: old
orogens have apparently no impact on the present-day crustal stress pattern,
e.g. the Appalachian Mountains <xref ref-type="bibr" rid="bib1.bibx95 bib1.bibx24" id="paren.8"/> or Fennoscandia
<xref ref-type="bibr" rid="bib1.bibx40" id="paren.9"/>.  Deviations from the assumed uniform plate-wide stress
pattern (here called stress rotations) are observed recently in several
regions, such as in Australia, Germany and North America <xref ref-type="bibr" rid="bib1.bibx101 bib1.bibx51 bib1.bibx74 bib1.bibx75" id="paren.10"/>.  However, these effects can only be
partly explained by the topography or lithospheric structures.</p>
      <p id="d1e248">The complex stress pattern in central–western Europe was a subject of several
numerical investigations in recent decades <xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx44 bib1.bibx45 bib1.bibx37 bib1.bibx36 bib1.bibx77 bib1.bibx61 bib1.bibx60" id="paren.11"/>.  Apart from a recent 3-D model <xref ref-type="bibr" rid="bib1.bibx2" id="paren.12"/>, the
previous models were limited to 2-D.  These 2-D models were able to reproduce
some of the observed stress patterns by considering variable lateral elastic
material properties or discontinuities.</p>
      <p id="d1e257">However, 2-D models have some limitations: they have to integrate topography,
crustal thickness and stiffness to one property, and they potentially
overestimate the horizontal stress magnitude <xref ref-type="bibr" rid="bib1.bibx119 bib1.bibx34" id="paren.13"/>.
Furthermore, none of these previous studies investigated the impact of the
influencing factors separately.</p>
      <p id="d1e264">In this work, a series of large-scale 3-D generic geomechanical models is used
to determine which properties can cause significant stress rotations at a
distance (<inline-formula><mml:math id="M13" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M14" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>) from material transitions or discontinuities.
The model geometry is inspired by the crustal structure and the stress pattern
in the German Central Uplands, where the <inline-formula><mml:math id="M15" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation is 120
to 160<inline-formula><mml:math id="M16" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  This is in contrast to a N–S orientation (<inline-formula><mml:math id="M17" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M18" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)
of <inline-formula><mml:math id="M19" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> to the north and to the south of the uplands
<xref ref-type="bibr" rid="bib1.bibx101" id="paren.14"><named-content content-type="pre">Fig. <xref ref-type="fig" rid="Ch1.F1"/>,</named-content></xref>.  The basement structures there
are striking 45 to 60<inline-formula><mml:math id="M20" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, which is almost perpendicularly to the observed
<inline-formula><mml:math id="M21" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation.  The influence of the structures on the stress
field will be tested with a generic variation of Young's modulus, Poisson's ratio, the density and vertical low-friction discontinuities, which
separate the crustal blocks.  Each property is tested separately first, to
avoid interdependencies; possible interactions are tested afterwards.</p>
</sec>
<sec id="Ch1.S2">
  <label>2</label><title>Stress rotation in the upper crust</title>
<sec id="Ch1.S2.SS1">
  <label>2.1</label><title>Concept of stress rotation</title>
      <p id="d1e377">This study focuses on stress rotations that occur horizontally, i.e. in the
map view.  A vertically uniform stress field is assumed, which is consistent
with previous studies <xref ref-type="bibr" rid="bib1.bibx129 bib1.bibx128 bib1.bibx51" id="paren.15"/>.  Stress
rotations with depth are occasionally observed within deep wells
<xref ref-type="bibr" rid="bib1.bibx123 bib1.bibx108" id="paren.16"/>, due to evaporites
<xref ref-type="bibr" rid="bib1.bibx106 bib1.bibx105 bib1.bibx20" id="paren.17"><named-content content-type="pre">e.g.</named-content></xref> or man-made activities in
the underground <xref ref-type="bibr" rid="bib1.bibx78 bib1.bibx127 bib1.bibx88" id="paren.18"><named-content content-type="pre">e.g.</named-content></xref>.</p>
      <p id="d1e396">On a map view, several potential sources of stress can superpose on another
and the resulting stress at a certain point comprises the sum of all stress
sources from those plate-wide to very local stress sources.  Differences between the
resulting stress orientation and the regional stress source can be described
by the angular deviation <xref ref-type="bibr" rid="bib1.bibx110" id="paren.19"/>, which can be substantial and can
lead to a change of the stress regime <xref ref-type="bibr" rid="bib1.bibx110 bib1.bibx128 bib1.bibx59" id="paren.20"/>.  The stress regime <xref ref-type="bibr" rid="bib1.bibx4 bib1.bibx5" id="paren.21"/> is defined
by the relative stress magnitudes, which are a normal faulting regime
(<inline-formula><mml:math id="M22" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">V</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mtext>hmin</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>), strike slip regime
(<inline-formula><mml:math id="M23" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">V</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mtext>hmin</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>) and thrust faulting regime
(<inline-formula><mml:math id="M24" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mtext>hmin</mml:mtext></mml:msub><mml:mo>&gt;</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">V</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>), where <inline-formula><mml:math id="M25" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">V</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the
vertical stress and <inline-formula><mml:math id="M26" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>hmin</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math id="M27" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> are the minimum- and
the maximum horizontal stress, respectively.  The difference between the
largest and smallest principal stress is the differential stress (<inline-formula><mml:math id="M28" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mi mathvariant="normal">D</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>), while the deviatoric stress is the difference between
the stress state and the mean stress <xref ref-type="bibr" rid="bib1.bibx23" id="paren.22"><named-content content-type="pre"><inline-formula><mml:math id="M29" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mi mathvariant="normal">m</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>; </named-content></xref></p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><?xmltex \currentcnt{1}?><label>Table 1</label><caption><p id="d1e581">Comparison of selected previous observations or models on the subject of stress rotation in the context of faults, elastic material properties, density or topography variation. The characters “X” and “V” indicate whether the property is included or varied; “(X)” means that the subject is included indirectly. The characters “ <inline-formula><mml:math id="M30" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula> ” and “ <inline-formula><mml:math id="M31" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> ” indicate that significant rotation occurs near (<inline-formula><mml:math id="M32" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M33" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>) or at greater distance (<inline-formula><mml:math id="M34" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M35" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>) from the fault or material transition.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.97}[.97]?><oasis:tgroup cols="8">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:colspec colnum="6" colname="col6" align="left"/>
     <oasis:colspec colnum="7" colname="col7" align="left"/>
     <oasis:colspec colnum="8" colname="col8" align="left"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1">Publication</oasis:entry>
         <oasis:entry colname="col2">Model (M) or</oasis:entry>
         <oasis:entry colname="col3">Density/</oasis:entry>
         <oasis:entry colname="col4">Max. observed</oasis:entry>
         <oasis:entry colname="col5">Young's</oasis:entry>
         <oasis:entry colname="col6">Poisson's</oasis:entry>
         <oasis:entry colname="col7">Faults</oasis:entry>
         <oasis:entry colname="col8">Significant rotation</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">observation (O)</oasis:entry>
         <oasis:entry colname="col3">thickness</oasis:entry>
         <oasis:entry colname="col4">rotation [<inline-formula><mml:math id="M36" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>]</oasis:entry>
         <oasis:entry colname="col5">modulus</oasis:entry>
         <oasis:entry colname="col6">ratio</oasis:entry>
         <oasis:entry colname="col7"/>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M37" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula> or <inline-formula><mml:math id="M38" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M39" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx43" id="text.23"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">X</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M40" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx10" id="text.24"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M41" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">25</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">V</oasis:entry>
         <oasis:entry colname="col6">V</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M42" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx11" id="text.25"/></oasis:entry>
         <oasis:entry colname="col2">O</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
         <oasis:entry colname="col7">X</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M43" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx110" id="text.26"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">V</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8">–</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx44" id="text.27"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">V</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">X</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M44" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx45" id="text.28"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">V</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">X</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M45" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx111" id="text.29"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">V</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M46" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx124" id="text.30"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">58</oasis:entry>
         <oasis:entry colname="col5">V</oasis:entry>
         <oasis:entry colname="col6">V</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M47" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx37" id="text.31"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">X</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M48" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">45</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">X</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M49" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx57" id="text.32"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">X</oasis:entry>
         <oasis:entry colname="col4">50</oasis:entry>
         <oasis:entry colname="col5">X</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">X</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M50" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx76" id="text.33"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">(X)</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">V</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">V</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M51" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx77" id="text.34"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">X</oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M52" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">35</mml:mn></mml:mrow></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
         <oasis:entry colname="col7">–</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M53" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx121" id="text.35"/></oasis:entry>
         <oasis:entry colname="col2">O</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
         <oasis:entry colname="col7">X</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M54" display="inline"><mml:mo>&lt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx60" id="text.36"/></oasis:entry>
         <oasis:entry colname="col2">M</oasis:entry>
         <oasis:entry colname="col3">(X)</oasis:entry>
         <oasis:entry colname="col4">90</oasis:entry>
         <oasis:entry colname="col5">V</oasis:entry>
         <oasis:entry colname="col6">X</oasis:entry>
         <oasis:entry colname="col7">V</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M55" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1"><xref ref-type="bibr" rid="bib1.bibx80" id="text.37"/></oasis:entry>
         <oasis:entry colname="col2">O</oasis:entry>
         <oasis:entry colname="col3">–</oasis:entry>
         <oasis:entry colname="col4">50</oasis:entry>
         <oasis:entry colname="col5">–</oasis:entry>
         <oasis:entry colname="col6">–</oasis:entry>
         <oasis:entry colname="col7">X</oasis:entry>
         <oasis:entry colname="col8"><inline-formula><mml:math id="M56" display="inline"><mml:mo>&gt;</mml:mo></mml:math></inline-formula></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

      <p id="d1e1281">Stress rotation within this study means an angular deviation of the
<inline-formula><mml:math id="M57" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation from the large-scale stress pattern.  In the
following subsections, previous observations and models on the respective
causes are reviewed and also summarized in Table <xref ref-type="table" rid="Ch1.T1"/>.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <label>2.2</label><title>Density contrast and topography</title>
      <p id="d1e1305">Variability of density within the crust or lithosphere has a significant
impact on the stress state <xref ref-type="bibr" rid="bib1.bibx27 bib1.bibx6 bib1.bibx25 bib1.bibx58 bib1.bibx35 bib1.bibx89" id="paren.38"/>.  <xref ref-type="bibr" rid="bib1.bibx7" id="text.39"/> showed that
local stress increases due to topography and crustal inhomogeneities are in the
order of tens of MPa, which is on the order of stresses resulting from the
plate boundary forces.</p>
      <p id="d1e1314">Gravitational forces are also derived by surface topography <xref ref-type="bibr" rid="bib1.bibx128 bib1.bibx83" id="paren.40"/>. Within mountains, <inline-formula><mml:math id="M58" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is oriented parallel to the
ridge and perpendicular to the ridge at the base of the mountain chain. Along passive
continental margins, effects similar to those due to topography can be observed
<xref ref-type="bibr" rid="bib1.bibx14 bib1.bibx113 bib1.bibx9 bib1.bibx122 bib1.bibx115 bib1.bibx63" id="paren.41"/>.</p>
      <p id="d1e1334"><xref ref-type="bibr" rid="bib1.bibx110" id="text.42"/> investigated the interaction of different regional
deviatoric stress regimes (<inline-formula><mml:math id="M59" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>) with stresses
arising from buoyancy forces (<inline-formula><mml:math id="M60" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mi>G</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) and observed a rotation
of <inline-formula><mml:math id="M61" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> of up to <inline-formula><mml:math id="M62" display="inline"><mml:mrow><mml:mn mathvariant="normal">90</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>.  According to that,
<inline-formula><mml:math id="M63" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotates toward the normal trend of the density anomaly.  If
regional stresses are large, compared to stresses driven by a density anomaly
(<inline-formula><mml:math id="M64" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mi>G</mml:mi></mml:msub><mml:mo>≫</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>), the influence
of a density anomaly is small and vice versa: if the regional stress is small
compared to the stress driven by the density anomaly (<inline-formula><mml:math id="M65" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mi>G</mml:mi></mml:msub><mml:mo>≪</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>), the impact of a density
anomaly on the resulting stress field is large.  In the case that both stress
sources are on a similar level (<inline-formula><mml:math id="M66" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mi>G</mml:mi></mml:msub><mml:mo>≈</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>), small changes of one of the stress<?pagebreak page1289?> sources
are able to change the stress regime, and thus potentially the stress
orientation.</p>
</sec>
<sec id="Ch1.S2.SS3">
  <label>2.3</label><title>Stiffness contrast</title>
      <p id="d1e1490">Mechanical stiffness describes the material behaviour under the influence of
stress and strain.  The focus here is on linear elastic material properties,
characterized by Young's modulus and Poisson's ratio.  Stress
refraction between two elastic media can be calculated, but only at the
interface of the two media, based on the known stress state on one side of the
interface and Young's modulus on both sides <xref ref-type="bibr" rid="bib1.bibx111" id="paren.43"/>.  Stress
rotation due to stiffness contrast is for example reported for the Peace River Arch
in Alberta, Canada <xref ref-type="bibr" rid="bib1.bibx26 bib1.bibx10 bib1.bibx1" id="paren.44"/>.  Potential stress
rotation is supported by several numerical studies <xref ref-type="bibr" rid="bib1.bibx10 bib1.bibx44 bib1.bibx111 bib1.bibx124 bib1.bibx116 bib1.bibx76 bib1.bibx77" id="paren.45"><named-content content-type="pre">e.g.</named-content></xref>.</p>
</sec>
<sec id="Ch1.S2.SS4">
  <label>2.4</label><title>Discontinuities</title>
      <p id="d1e1512">Discontinuities are planar structures within or between rock units, where the
shear strength is (significantly) lower than that of the surrounding rock.
Genetically, discontinuities can be classified into bedding, schistosity,
joints and fault planes.  In the context of this study the term discontinuity
refers to fault planes or fault zones. Similar to the Earth surface, (nearly)
frictionless faults without cohesion act like a free surface in terms of
continuum mechanics <xref ref-type="bibr" rid="bib1.bibx12 bib1.bibx9 bib1.bibx59" id="paren.46"/>.  One of the three
principal stresses must be oriented perpendicular to the frictionless fault;
the two remaining ones are parallel to the discontinuity.  For this reason,
the stress tensor rotates near a frictionless fault, depending on its
orientation.  Significant stress rotation in the context of faults is reported
<xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx1 bib1.bibx121 bib1.bibx80" id="paren.47"/>.  However,
<xref ref-type="bibr" rid="bib1.bibx121" id="text.48"/> assumes that stress rotation occurs only within several
kilometres from the fault.  Large differential stress leads to a more stable
stress pattern <xref ref-type="bibr" rid="bib1.bibx70 bib1.bibx121" id="paren.49"/>, whereas low differential
stresses allow a switch of the stress regime caused by faults.  The impact of
faults on stress rotation has been investigated analytically
<xref ref-type="bibr" rid="bib1.bibx107" id="paren.50"/> and by numerical models <xref ref-type="bibr" rid="bib1.bibx124 bib1.bibx116 bib1.bibx57" id="paren.51"><named-content content-type="pre">e.g.</named-content></xref>.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <label>3</label><title>Regional setting</title>
<sec id="Ch1.S3.SS1">
  <label>3.1</label><title>Stress orientation in central Europe</title>
      <p id="d1e1552">Crustal stress data from Europe have been collected since the 1960s
<xref ref-type="bibr" rid="bib1.bibx46 bib1.bibx47 bib1.bibx48 bib1.bibx41 bib1.bibx96 bib1.bibx42 bib1.bibx33 bib1.bibx66" id="paren.52"><named-content content-type="pre">e.g.</named-content></xref>, later as part of the World
Stress Map database from <xref ref-type="bibr" rid="bib1.bibx129" id="text.53"/> and more recently by
<xref ref-type="bibr" rid="bib1.bibx51" id="text.54"/>.</p>
      <p id="d1e1566"><inline-formula><mml:math id="M67" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation in western Europe is 145<inline-formula><mml:math id="M68" display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup><mml:mo>±</mml:mo><mml:mn mathvariant="normal">26</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M69" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and rotates clockwise by about 17<inline-formula><mml:math id="M70" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx86" id="paren.55"/> to
the direction of absolute plate motion from <xref ref-type="bibr" rid="bib1.bibx84" id="text.56"/>.  This is in
agreement with <xref ref-type="bibr" rid="bib1.bibx129" id="text.57"/>, who obtained a better fit for relative plate
motion between Africa and Europe than for absolute plate motion.  As the
major causes of the observed stress pattern in western and central<?pagebreak page1290?> Europe, the
ridge push of the Mid-Atlantic ridge and the collisional forces along the
southern plate margins are identified <xref ref-type="bibr" rid="bib1.bibx102 bib1.bibx43 bib1.bibx64 bib1.bibx129 bib1.bibx44 bib1.bibx86 bib1.bibx128 bib1.bibx37 bib1.bibx36" id="paren.58"/>.</p>
      <p id="d1e1623">A fan-like stress pattern has been observed in the western Alps and Jura
mountains, where <inline-formula><mml:math id="M71" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> in front of the mountain chain is
perpendicular to the strike of the orogen (Fig. <xref ref-type="fig" rid="Ch1.F1"/>).
<xref ref-type="bibr" rid="bib1.bibx86" id="text.59"/> assume that these structures only locally overprint the
general stress pattern.  However, in light of the recently available data,
it is assumed that the <inline-formula><mml:math id="M72" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation is rather controlled by
gravitational potential energy of the alpine topography than by plate boundary
forces <xref ref-type="bibr" rid="bib1.bibx44 bib1.bibx98" id="paren.60"/>.</p>
      <p id="d1e1656">The stress pattern in western and central Europe has been the subject of
several modelling attempts in the last three decades <xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx44 bib1.bibx45 bib1.bibx37 bib1.bibx36 bib1.bibx77 bib1.bibx61 bib1.bibx60" id="paren.61"/>.  In particular, these previous studies investigated the
impact of a lateral stiffness contrast in the crust <xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx44 bib1.bibx45 bib1.bibx60 bib1.bibx61 bib1.bibx77" id="paren.62"/>, the
elastic thickness of the lithosphere <xref ref-type="bibr" rid="bib1.bibx60" id="paren.63"/>, the stiffness
contrast of the mantle <xref ref-type="bibr" rid="bib1.bibx36" id="paren.64"/>, a lateral density contrast or
topographic effects <xref ref-type="bibr" rid="bib1.bibx37 bib1.bibx60" id="paren.65"/>, the post-glacial
rebound in Scandinavia <xref ref-type="bibr" rid="bib1.bibx61" id="paren.66"/>, and activity on faults
<xref ref-type="bibr" rid="bib1.bibx61 bib1.bibx60" id="paren.67"/>.</p>
      <p id="d1e1682">Stiffness variation in the lithosphere, e.g. in the Teisseyre–Tornquist Zone
(TTZ) or the Bohemian Massif (BM), has been identified as a potential cause
for the observed stress rotation in Central Europe <xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx44 bib1.bibx45 bib1.bibx37 bib1.bibx97 bib1.bibx36 bib1.bibx77 bib1.bibx61" id="paren.68"/>.  One example is the fan-shaped stress pattern in the North German
Basin (NGB), with a rotation of <inline-formula><mml:math id="M73" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> from north-west in the
western part to north-east in the eastern part of the basin as a product of
the TTZ, which is the boundary between the Phanerozoic Europe (Avalonia) and
the much stiffer Precambrian Eastern European Craton (Baltica).</p>
      <p id="d1e1699"><xref ref-type="bibr" rid="bib1.bibx60" id="text.69"/> came to the conclusion that active tectonic zones and
topography have major effects, whereas the stiffness contrast leads only to
minor effects.  Lateral variation of density does not have a significant
impact on the stress pattern <xref ref-type="bibr" rid="bib1.bibx37" id="paren.70"/>; it causes only local effects.
Finally, low differential stress allows significant stress rotation
<xref ref-type="bibr" rid="bib1.bibx110 bib1.bibx44" id="paren.71"/>.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <label>3.2</label><title>Basement structures in Germany</title>
      <p id="d1e1718">In large part, Germany consists of Variscan basement units, either exposed or
covered by Post-Paleozoic basin sediments. The Variscan orogen is a product of
the late-Paleozoic collision of the plates Gondwana and Avalonia (Laurussia)
in late Devonian to early Carboniferous time, which lead to closure of the
Rheic Ocean <xref ref-type="bibr" rid="bib1.bibx79" id="paren.72"/>, and finally the formation of the
super-continent Pangaea.  Despite the fact that the European Variscides are
well investigated in the last century and decades <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx29 bib1.bibx69 bib1.bibx68" id="paren.73"><named-content content-type="pre">e.g.</named-content></xref>, it is for example still a matter of
debate whether several microplates have been amalgamated in between or not.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><?xmltex \currentcnt{1}?><?xmltex \def\figurename{Figure}?><label>Figure 1</label><caption><p id="d1e1731">Stress orientation in the German Central Uplands with the basement structural elements (separated by black lines), political boundaries (red) and major rivers (blue). Bars represent orientation of maximum horizontal compressional stress (<inline-formula><mml:math id="M74" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>); line length is proportional to quality. Colours indicate stress regimes, with red for normal faulting (NF), green for strike–slip faulting (SS), blue for thrust faulting (TF) and black for unknown regime (U). The Variscan basement structures introduced by <xref ref-type="bibr" rid="bib1.bibx67" id="text.74"/> are visualized; the regional segmentation is as follows:
BM <inline-formula><mml:math id="M75" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Bohemian Massif,
MGCH <inline-formula><mml:math id="M76" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Mid-German Crystalline High,
MZ <inline-formula><mml:math id="M77" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Moldanubian Zone,
NPZ <inline-formula><mml:math id="M78" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Northern Pyllite Zone,
RHZ <inline-formula><mml:math id="M79" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Rheno-Hercynian Zone,
STZ <inline-formula><mml:math id="M80" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Saxo-Thuringian Zone,
and VDF <inline-formula><mml:math id="M81" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Variscan Deformation Front.
Other structures are as follows:
MB <inline-formula><mml:math id="M82" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Molasses Basin;
NGB <inline-formula><mml:math id="M83" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> North German Basin,
TS <inline-formula><mml:math id="M84" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Thor Suture,
TTZ <inline-formula><mml:math id="M85" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Teisseyre–Tornquist Zone
<xref ref-type="bibr" rid="bib1.bibx30 bib1.bibx39" id="paren.75"><named-content content-type="pre">redrawn after</named-content></xref>.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f01.png"/>

        </fig>

      <p id="d1e1838"><xref ref-type="bibr" rid="bib1.bibx67" id="text.76"/> published the structural zonation of the European
Variscides, which is still widely used (Fig. <xref ref-type="fig" rid="Ch1.F1"/>).  The parts
to the north-west of the Rheic Suture Zone are the Rheno-Hercynian Zone (RHZ)
with the sub-unit of the Northern Phylite Zone (NPZ), both of Laurussian
origin.  South-east of the suture zone are the Mid-German Crystalline High
(MGCH), the Saxo-Thuringian Zone (STZ) and the Moldanubian Zone (MZ); all except the MGCH were exclusively part of Gondwana.</p>
      <p id="d1e1846">The RHZ is exposed in the Rhenish Massif, in the Harz
mountains and in the Flechtingen Hills.  Dominant are Devonian to lower
Carboniferous clastic shelf sediments <xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx31" id="paren.77"/>.  These
low metamorphic slates, sandstones, greywacke and quartzite are supplemented
with continental and oceanic volcanic rocks, reef limestones and a few older
gneisses.  Further to the north of the RHZ are the sub-Variscan foreland
deposits, consisting of clastic sediments and coal seams.</p>
      <p id="d1e1852">The NPZ is uncovered at the southern edge of the
low mountain ranges Hunsrück, Taunus and eastern Harz.  Petrologically it
is probably the greenschist facies equivalent <xref ref-type="bibr" rid="bib1.bibx91" id="paren.78"/> of the
Rheno-Hercynian shelf sequence <xref ref-type="bibr" rid="bib1.bibx65" id="paren.79"/>, consisting of
meta-sediments and within-plate metavolcanic rocks <xref ref-type="bibr" rid="bib1.bibx28" id="paren.80"/>.</p>
      <p id="d1e1864">The MGCH is open in the Palatinate Forest,
Odenwald, Spessart, Kyffhäuser, Ruhla Crystalline (Thuringian Forest)
and Flechtingen Hills.  It has been interpreted previously as a magmatic arc of
the Saxo-Thuringian Zone.  But <xref ref-type="bibr" rid="bib1.bibx90" id="text.81"/> assumes that the MGCH is
composed of both Saxo-Thuringian and Rheno-Hercynian rocks. Composition and
metamorphic grade vary considerably along the strike of the MGCH
<xref ref-type="bibr" rid="bib1.bibx28" id="paren.82"/>.  It consists of late-Paleozoic sediments, meta-sediments,
volcanic rocks, granitoides, gabbros, amphibolite and gneisses.</p>
      <p id="d1e1873">The Saxo-Thuringian Zone (STZ) is exposed in the
Thuringian-Vogtlandian Slate Mountains, Fichtel Mountains, Ore
Mountains, Saxonian Granulite Massif, Elbe Valley Slate Mountains and the
Lausitz. It consists of Campro-Ordovician mafic and felsic magmatic rocks and
late Ordovician to early Carboniferous marine and terrestrial sediments
<xref ref-type="bibr" rid="bib1.bibx28 bib1.bibx72" id="paren.83"/>.  These rocks underwent<?pagebreak page1291?> metamorphic
overprint up to the early Carboniferous with different metamorphism stages up
to eclogite- or granulite facies. These units are interspersed by late- or
post-orogenic granites.</p>
      <p id="d1e1879">The MZ is exposed in the Bohemian Massif, the Bavarian
Forest, the Münchberg Gneiss Massif, the Black Forest and the Vosges.
They consist of mostly high-grade metamorphic crystalline rocks (gneisses,
granulite, migmatite) and Variscan granites <xref ref-type="bibr" rid="bib1.bibx28" id="paren.84"/>.</p><?xmltex \hack{\newpage}?>
</sec>
</sec>
<sec id="Ch1.S4">
  <label>4</label><title>Model set-up</title>
<sec id="Ch1.S4.SS1">
  <label>4.1</label><title>Model geometry</title>
      <p id="d1e1902">The chosen model geometry is inspired by the geometrical situation in the
German Central Uplands (Fig. <xref ref-type="fig" rid="Ch1.F1"/>), but the overall intention
is a generic model.  To make it easy to understand, compass directions are
used for the model description.  The model geometry has a north–south extent of
400 and 300 <inline-formula><mml:math id="M86" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> in the east–west direction, with a thickness of
30 <inline-formula><mml:math id="M87" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F2"/>).  In the centre of the model, three
diagonal units each with a width of 50 <inline-formula><mml:math id="M88" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> are oriented 60<inline-formula><mml:math id="M89" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>
from the north.  The unit boundaries are vertically incident.  A model variant is
generated in which the unit boundaries allow free sliding, depending on a
chosen friction coefficient.  For each of the three central units, different
material properties can be applied.  The northernmost and southernmost block
has always the same (reference) material properties, except for the realistic
rock property scenario.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F2"><?xmltex \currentcnt{2}?><?xmltex \def\figurename{Figure}?><label>Figure 2</label><caption><p id="d1e1945">Reference model with the applied boundary conditions, used for all models, in map view and from the south.
The model has a lateral extent of <inline-formula><mml:math id="M90" display="inline"><mml:mrow><mml:mn mathvariant="normal">300</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow><mml:mo>×</mml:mo><mml:mn mathvariant="normal">400</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M91" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> and a thickness of 30 <inline-formula><mml:math id="M92" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>.
It consists of five interconnected units, which have the same material properties.
Blue visualizes the reference material (Table <xref ref-type="table" rid="Ch1.T2"/>).
The boundary conditions ban motion in the <inline-formula><mml:math id="M93" display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula> direction on the western side, in the <inline-formula><mml:math id="M94" display="inline"><mml:mi>y</mml:mi></mml:math></inline-formula> direction on the northern side and in the <inline-formula><mml:math id="M95" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> direction at the model base.
A push of 400 <inline-formula><mml:math id="M96" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> from the south and a pull of 60 <inline-formula><mml:math id="M97" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> to the east is applied.
The resulting <inline-formula><mml:math id="M98" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation (north–south) at a depth of 1000 <inline-formula><mml:math id="M99" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> is illustrated by the black bars.
The red point (and line) indicates the location of the virtual well (Figs. <xref ref-type="fig" rid="Ch1.F4"/> and <xref ref-type="fig" rid="Ch1.F5"/>).
The four diagonal boundaries can be used as vertical faults with a chosen friction coefficient.</p></caption>
          <?xmltex \igopts{width=113.811024pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f02.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3" specific-use="star"><?xmltex \currentcnt{3}?><?xmltex \def\figurename{Figure}?><label>Figure 3</label><caption><p id="d1e2052">Selection of common elastic rock properties (Young's modulus and Poisson's ratio) and density <xref ref-type="bibr" rid="bib1.bibx118" id="paren.85"/>. Coloured vertical bars indicate applied material properties; see Table <xref ref-type="table" rid="Ch1.T2"/>.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f03.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS2">
  <label>4.2</label><title>Solution of the equilibrium of forces</title>
      <?pagebreak page1292?><p id="d1e2074">The stress orientations in the models are investigated using the finite-element method (FEM).  The usage of 3-D FEM models to investigate the stress
state in the crust is a well-established technique <xref ref-type="bibr" rid="bib1.bibx119 bib1.bibx17 bib1.bibx53 bib1.bibx100 bib1.bibx54" id="paren.86"><named-content content-type="pre">e.g.</named-content></xref>.  The major reason that
complex 2-D or 3-D models can be computed is the opportunity to use
unstructured meshes.</p>
      <p id="d1e2082">The method in general computes the equilibrium of stresses arising from
boundary forces (via displacement boundary conditions) and body forces
(gravity) acting on the rock whose mechanical behaviour is characterized by a
constitutive law and associated material parameters.  The equilibrium of
forces is represented by partial differential equations, which are solved
numerically.

                <disp-formula id="Ch1.E1" content-type="numbered"><label>1</label><mml:math id="M100" display="block"><mml:mstyle displaystyle="true" class="stylechange"/><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi>x</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mi mathvariant="italic">ρ</mml:mi><mml:msub><mml:mi>x</mml:mi><mml:mi>i</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

          where <inline-formula><mml:math id="M101" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi mathvariant="bold-italic">σ</mml:mi><mml:mrow><mml:mi>i</mml:mi><mml:mi>j</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> is the variation of total stress,
<inline-formula><mml:math id="M102" display="inline"><mml:mrow><mml:mi mathvariant="italic">δ</mml:mi><mml:msub><mml:mi>x</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the spatial change and <inline-formula><mml:math id="M103" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:msub><mml:mi>x</mml:mi><mml:mi>j</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> represents the weight of the
rock section (<inline-formula><mml:math id="M104" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mtext>density</mml:mtext></mml:mrow></mml:math></inline-formula>). Linear elastic material behaviour expressed by
Hooke's law is assumed.  Two material properties, Young's modulus (<inline-formula><mml:math id="M105" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula>)
and Poisson's ratio (<inline-formula><mml:math id="M106" display="inline"><mml:mi mathvariant="italic">ν</mml:mi></mml:math></inline-formula>) are essential.  The stress state in this study
will be calculated based on defined displacement boundary conditions
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>).</p>
      <p id="d1e2199">The lateral resolution of the model is about 3 <inline-formula><mml:math id="M107" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>, consisting primarily
of hexahedrons and some wedge elements (degenerated hexahedrons).  Resolution
into depth ranges from 0.44 <inline-formula><mml:math id="M108" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> near the surface to about
3.4 <inline-formula><mml:math id="M109" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> at the base of the model. In total, about 166 000 elements were
used.  The model version with contact surfaces uses 1725 contact elements
along each contact surface.  Model discretization was performed with
HyperMesh<inline-formula><mml:math id="M110" display="inline"><mml:msup><mml:mi/><mml:mtext>®</mml:mtext></mml:msup></mml:math></inline-formula> v.2019.  The equilibrium of forces (body forces
and boundary condition) is computed numerically using the
Abaqus<inline-formula><mml:math id="M111" display="inline"><mml:msup><mml:mi/><mml:mtext>®</mml:mtext></mml:msup></mml:math></inline-formula>/Standard v.6.14-1 finite-element software.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <label>4.3</label><title>Mechanical properties</title>
      <p id="d1e2252">The main subject of this study is to investigate the impact of the variation
of elastic rock properties, density and friction along faults on stress
orientation in the upper crust in the given geometrical setting outlined in
the previous sections (Fig. <xref ref-type="fig" rid="Ch1.F2"/>).  To do this, each parameter is
tested individually. Figure <xref ref-type="fig" rid="Ch1.F3"/> visualizes the range of density
(<inline-formula><mml:math id="M112" display="inline"><mml:mi mathvariant="italic">ρ</mml:mi></mml:math></inline-formula>), Young's modulus (<inline-formula><mml:math id="M113" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula>) and Poisson's ratio (<inline-formula><mml:math id="M114" display="inline"><mml:mi mathvariant="italic">ν</mml:mi></mml:math></inline-formula>) of representative
rocks, taken from a textbook <xref ref-type="bibr" rid="bib1.bibx118" id="paren.87"/>.</p>
      <p id="d1e2284">The reference material for this investigation has a density of
<inline-formula><mml:math id="M115" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.7</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>, a Poisson's ratio of <inline-formula><mml:math id="M116" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.25</mml:mn></mml:mrow></mml:math></inline-formula> and a Young's
modulus of <inline-formula><mml:math id="M117" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">50</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:mrow></mml:math></inline-formula>.  Such a material could represent for example
granite or limestone.  Based on this reference material, a lower and
higher material value is always defined (Table <xref ref-type="table" rid="Ch1.T2"/>), which is within
the range of common rock properties (Fig. <xref ref-type="fig" rid="Ch1.F3"/>).  The material
with a low density (<inline-formula><mml:math id="M118" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.2</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>) may represent sediments
(sandstone, limestone, shale etc.), whereas the high-density material
(<inline-formula><mml:math id="M119" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.2</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>) could represent a rock from the lower crust or
the upper mantle.  A low Poisson's ratio (<inline-formula><mml:math id="M120" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.15</mml:mn></mml:mrow></mml:math></inline-formula>) may represent sediments
(sandstone or shale), and a high Poisson's ratio (<inline-formula><mml:math id="M121" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.35</mml:mn></mml:mrow></mml:math></inline-formula>) could represent
ultramafic rocks.  Soft material with a low Young's modulus
(<inline-formula><mml:math id="M122" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:mrow></mml:math></inline-formula>) may represent sediments, pre-damaged rock or weathered rock.
Again ultramafic rock is an example of a stiff rock, having a large Young's
modulus (<inline-formula><mml:math id="M123" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">100</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:mrow></mml:math></inline-formula>).</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2"><?xmltex \currentcnt{2}?><label>Table 2</label><caption><p id="d1e2454">Young's modulus, Poisson's ratio and densities used in the models. Bold numbers indicate the properties used, which differ from those of the reference material.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">Young's</oasis:entry>
         <oasis:entry colname="col3">Poisson's</oasis:entry>
         <oasis:entry colname="col4"/>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Name</oasis:entry>
         <oasis:entry colname="col2">modulus</oasis:entry>
         <oasis:entry colname="col3">ratio</oasis:entry>
         <oasis:entry colname="col4">Density</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">[GPa]</oasis:entry>
         <oasis:entry colname="col3">[–]</oasis:entry>
         <oasis:entry colname="col4">[<inline-formula><mml:math id="M124" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>]</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">Reference material (B)</oasis:entry>
         <oasis:entry colname="col2">50</oasis:entry>
         <oasis:entry colname="col3">0.25</oasis:entry>
         <oasis:entry colname="col4">2.7</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Low density (g)</oasis:entry>
         <oasis:entry colname="col2">50</oasis:entry>
         <oasis:entry colname="col3">0.25</oasis:entry>
         <oasis:entry colname="col4"><bold>2.2</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">High density (G)</oasis:entry>
         <oasis:entry colname="col2">50</oasis:entry>
         <oasis:entry colname="col3">0.25</oasis:entry>
         <oasis:entry colname="col4"><bold>3.2</bold></oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Low Poisson (p)</oasis:entry>
         <oasis:entry colname="col2">50</oasis:entry>
         <oasis:entry colname="col3"><bold>0.15</bold></oasis:entry>
         <oasis:entry colname="col4">2.7</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">High Poisson (P)</oasis:entry>
         <oasis:entry colname="col2">50</oasis:entry>
         <oasis:entry colname="col3"><bold>0.35</bold></oasis:entry>
         <oasis:entry colname="col4">2.7</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Low stiffness (e)</oasis:entry>
         <oasis:entry colname="col2"><bold>10</bold></oasis:entry>
         <oasis:entry colname="col3">0.25</oasis:entry>
         <oasis:entry colname="col4">2.7</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">High stiffness (E)</oasis:entry>
         <oasis:entry colname="col2"><bold>100</bold></oasis:entry>
         <oasis:entry colname="col3">0.25</oasis:entry>
         <oasis:entry colname="col4">2.7</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Upper mantle</oasis:entry>
         <oasis:entry colname="col2"><bold>130</bold></oasis:entry>
         <oasis:entry colname="col3">0.25</oasis:entry>
         <oasis:entry colname="col4"><bold>3.25</bold></oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><?xmltex \currentcnt{4}?><?xmltex \def\figurename{Figure}?><label>Figure 4</label><caption><p id="d1e2668">The stress ratio <inline-formula><mml:math id="M125" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula> (Eq. <xref ref-type="disp-formula" rid="Ch1.E3"/>) is plotted vs. depth. Stress in the reference model is marked with the bold green line. Additionally, several data and defined stress ratios from the literature are visualized for comparison <xref ref-type="bibr" rid="bib1.bibx52 bib1.bibx55 bib1.bibx15 bib1.bibx71 bib1.bibx81 bib1.bibx109 bib1.bibx16 bib1.bibx56" id="paren.88"/>.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f04.png"/>

        </fig>

      <?pagebreak page1293?><p id="d1e2689">Laboratory rock experiments in the past delivered friction coefficients of
about <inline-formula><mml:math id="M126" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.6</mml:mn></mml:mrow></mml:math></inline-formula> to 0.85 <xref ref-type="bibr" rid="bib1.bibx18" id="paren.89"/>.  However, recent investigations
using realistic slip rates for earthquakes decreased estimated friction
coefficients by 1 order of magnitude down to <inline-formula><mml:math id="M127" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx21" id="paren.90"/>.
Faults are represented by cohesionless contact surfaces in the models.  The
used friction coefficients are 0.1, 0.2, 0.4, 0.6, 0.8 and 1.0, which covers
both slow and fast slip rates.</p>
</sec>
<sec id="Ch1.S4.SS4">
  <label>4.4</label><title>Initial stress state</title>
      <p id="d1e2730">The present-day stress state in the crust is a complex product of several
stress sources from the past to the present.  In order to model the stress
state an initial stress state is defined, which is in equilibrium with the
body forces (gravity) and which subsequently undergoes lateral straining to
account for tectonic stress.  <xref ref-type="bibr" rid="bib1.bibx109" id="text.91"/> provided a simple
semi-empirical function (Eq. <xref ref-type="disp-formula" rid="Ch1.E2"/>) for the stress ratio <inline-formula><mml:math id="M128" display="inline"><mml:mi>k</mml:mi></mml:math></inline-formula>
(Eq. <xref ref-type="disp-formula" rid="Ch1.E3"/>), where <inline-formula><mml:math id="M129" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula> is Young's modulus and <inline-formula><mml:math id="M130" display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula> is the depth in kilometres.

                <disp-formula specific-use="align" content-type="numbered"><mml:math id="M131" display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E2"><mml:mtd><mml:mtext>2</mml:mtext></mml:mtd><mml:mtd><mml:mstyle displaystyle="true" class="stylechange"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle class="stylechange" displaystyle="true"/><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.25</mml:mn><mml:mo>+</mml:mo><mml:mn mathvariant="normal">7</mml:mn><mml:mi>E</mml:mi><mml:mfenced open="(" close=")"><mml:mrow><mml:mn mathvariant="normal">0.001</mml:mn><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mi>z</mml:mi></mml:mfrac></mml:mstyle></mml:mrow></mml:mfenced></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E3"><mml:mtd><mml:mtext>3</mml:mtext></mml:mtd><mml:mtd><mml:mstyle class="stylechange" displaystyle="true"/></mml:mtd><mml:mtd><mml:mrow><mml:mstyle displaystyle="true" class="stylechange"/><mml:mi>k</mml:mi><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmean</mml:mtext></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">V</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>S</mml:mi><mml:mtext>hmin</mml:mtext></mml:msub></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>S</mml:mi><mml:mi mathvariant="normal">V</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula></p>
      <p id="d1e2852">Sheorey's equation (Eq. <xref ref-type="disp-formula" rid="Ch1.E2"/>) is a reliable stress ratio
vs. depth estimation, when compared to real-world data
(Fig. <xref ref-type="fig" rid="Ch1.F4"/>).  The model is pre-stressed with zero horizontal
strain boundary conditions.  The pre-stressing method used here has so far been
used several times <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx53 bib1.bibx100" id="paren.92"/>.  The model
is allowed to compact several times under application of the body forces
(gravity) using a Poisson's ratio of <inline-formula><mml:math id="M132" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.396</mml:mn></mml:mrow></mml:math></inline-formula> during that procedure only.
During the pre-stressing procedure, models with contact surfaces have a very
large friction coefficient (<inline-formula><mml:math id="M133" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula>) to prevent slip.  At a virtual well in
the centre of the model (<inline-formula><mml:math id="M134" display="inline"><mml:mrow><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">150</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M135" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>; <inline-formula><mml:math id="M136" display="inline"><mml:mrow><mml:mi>y</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">200</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M137" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>) stress was
extracted from the model and compared to the stress magnitude data, which are
visualized in Figs. <xref ref-type="fig" rid="Ch1.F4"/> and <xref ref-type="fig" rid="Ch1.F5"/>, showing a good
fit to stress–depth distribution assumptions <xref ref-type="bibr" rid="bib1.bibx52 bib1.bibx55 bib1.bibx15 bib1.bibx81 bib1.bibx109" id="paren.93"/> and measured magnitude ratios also <xref ref-type="bibr" rid="bib1.bibx15 bib1.bibx71 bib1.bibx16 bib1.bibx56" id="paren.94"/>.</p>
</sec>
<sec id="Ch1.S4.SS5">
  <label>4.5</label><title>Boundary conditions</title>
      <?pagebreak page1294?><p id="d1e2947">The overall <inline-formula><mml:math id="M138" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation on a virtual profile along
longitude 11<inline-formula><mml:math id="M139" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F1"/>) displays a north–south
orientation in the North German Basin (NGB) and in the Molasse Basin (MB)
north of the Alps, except the Variscan basement units in between.
Correspondingly, a north–south orientation of <inline-formula><mml:math id="M140" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is intended
for the reference model.  In order to generate a meaningful stress state in
the model, appropriate boundary conditions are required, which are technically
applied by a defined lateral displacement.  Results from a virtual well in the
model centre are compared with data from deep wells.  An extension of
60 <inline-formula><mml:math id="M141" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M142" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ϵ</mml:mi><mml:mi>x</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) in the east–west direction and a
shortening of 400 <inline-formula><mml:math id="M143" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math id="M144" display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">ϵ</mml:mi><mml:mi>y</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn mathvariant="normal">10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>) in the north–south
direction (Fig. <xref ref-type="fig" rid="Ch1.F2"/>) provide a good fit of the reference model to
stress magnitudes from selected deep wells <xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx56 bib1.bibx73" id="paren.95"><named-content content-type="pre">Fig. <xref ref-type="fig" rid="Ch1.F5"/>,
</named-content></xref>.  By fitting the data, the focus was
more on the observed <inline-formula><mml:math id="M145" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>hmin</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> magnitudes and to a lesser extent on the
<inline-formula><mml:math id="M146" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> magnitudes.  The latter are less reliable, as they are
usually not measured; they are calculated on the basis of several assumptions.
The determined boundary conditions are used for all models.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5" specific-use="star"><?xmltex \currentcnt{5}?><?xmltex \def\figurename{Figure}?><label>Figure 5</label><caption><p id="d1e3086">The stress magnitudes are plotted as a function of depth.
The stress components from the virtual well in the model are illustrated by the coloured lines.
The location of the virtual well and boundary conditions used are shown in Fig. <xref ref-type="fig" rid="Ch1.F2"/>.
Due to the applied initial stress conditions, the stress regime changes from thrust faulting at a depth of 400 <inline-formula><mml:math id="M147" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> to strike slip faulting, and finally to a normal faulting regime at a depth greater than 5500 <inline-formula><mml:math id="M148" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>.
Published stress magnitude data are shown for comparison <xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx73 bib1.bibx56" id="paren.96"/>.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f05.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><?xmltex \currentcnt{6}?><?xmltex \def\figurename{Figure}?><label>Figure 6</label><caption><p id="d1e3118">Influence of density on the stress orientation. Black bars represent the orientation of <inline-formula><mml:math id="M149" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> at a depth of 1000 <inline-formula><mml:math id="M150" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. Colours indicate the material properties used. The medium blue area uses the reference material properties (<inline-formula><mml:math id="M151" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.7</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>), the light blue material uses a lower density (g: <inline-formula><mml:math id="M152" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.2</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>), the dark blue a larger density (G: <inline-formula><mml:math id="M153" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.2</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>).</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f06.png"/>

        </fig>

</sec>
<sec id="Ch1.S4.SS6">
  <label>4.6</label><title>Generic model scenario's</title>
      <p id="d1e3229">The model geometry consists of five units (Fig. <xref ref-type="fig" rid="Ch1.F2"/>).  The
northern- and southernmost blocks are always assigned the reference material
properties (Table <xref ref-type="table" rid="Ch1.T2"/>).  In between there are three diagonal
units in which material properties are varied.  Along the vertical borders
within the model, friction properties can be used.  The lower (L) or higher
(H) values of the material properties with respect to the reference material
(B) will be varied in the following way: LLL, HHH, LBL, BLB, etc.  When the
model geometry mimics discontinuities using contact surfaces, all contacts
have the same friction coefficient.  In the figures showing the results the label “<inline-formula><mml:math id="M154" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>”
indicates contact.  For example, HLH with four contacts is <inline-formula><mml:math id="M155" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>H<inline-formula><mml:math id="M156" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>L<inline-formula><mml:math id="M157" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>H<inline-formula><mml:math id="M158" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>.</p>
      <p id="d1e3272">The <inline-formula><mml:math id="M159" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation is visualized at a depth of 1000 <inline-formula><mml:math id="M160" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>
below the surface using a pre-defined grid, where the lateral distance to the
material transition or discontinuity is <inline-formula><mml:math id="M161" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">12.5</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M162" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>, as far-field
effects are the main interest of this study.  The variation of density,
Poisson's ratio, Young's modulus and friction coefficient will be tested
first.  In addition, the variation of Young's modulus is tested in interaction
with low-friction contacts.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T3"><?xmltex \currentcnt{3}?><label>Table 3</label><caption><p id="d1e3315">Material properties used for the scenario using realistic rock properties for Variscan basement units; properties are estimated based on <xref ref-type="bibr" rid="bib1.bibx118" id="text.97"/>. MGCH <inline-formula><mml:math id="M163" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Mid-German Crystalline High,
MZ <inline-formula><mml:math id="M164" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Moldanubian Zone,
NPZ <inline-formula><mml:math id="M165" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Northern Pyllite Zone,
RHZ <inline-formula><mml:math id="M166" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Rheno-Hercynian Zone,
STZ <inline-formula><mml:math id="M167" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> Saxo-Thuringian Zone.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="4">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:thead>
       <oasis:row>
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2"/>
         <oasis:entry colname="col3">Young's</oasis:entry>
         <oasis:entry colname="col4">Poisson's</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">Variscan</oasis:entry>
         <oasis:entry colname="col2">Density</oasis:entry>
         <oasis:entry colname="col3">modulus</oasis:entry>
         <oasis:entry colname="col4">ratio</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">units</oasis:entry>
         <oasis:entry colname="col2"><inline-formula><mml:math id="M168" display="inline"><mml:mi mathvariant="italic">ρ</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col3"><inline-formula><mml:math id="M169" display="inline"><mml:mi>E</mml:mi></mml:math></inline-formula></oasis:entry>
         <oasis:entry colname="col4"><inline-formula><mml:math id="M170" display="inline"><mml:mi mathvariant="italic">ν</mml:mi></mml:math></inline-formula></oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">
         <oasis:entry colname="col1"/>
         <oasis:entry colname="col2">[<inline-formula><mml:math id="M171" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>]</oasis:entry>
         <oasis:entry colname="col3">[MPa]</oasis:entry>
         <oasis:entry colname="col4">[ ]</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>
         <oasis:entry colname="col1">RHZ</oasis:entry>
         <oasis:entry colname="col2">2.10</oasis:entry>
         <oasis:entry colname="col3">20</oasis:entry>
         <oasis:entry colname="col4">0.15</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">NPZ</oasis:entry>
         <oasis:entry colname="col2">2.20</oasis:entry>
         <oasis:entry colname="col3">30</oasis:entry>
         <oasis:entry colname="col4">0.15</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MGCH</oasis:entry>
         <oasis:entry colname="col2">2.75</oasis:entry>
         <oasis:entry colname="col3">70</oasis:entry>
         <oasis:entry colname="col4">0.30</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">STZ</oasis:entry>
         <oasis:entry colname="col2">2.60</oasis:entry>
         <oasis:entry colname="col3">50</oasis:entry>
         <oasis:entry colname="col4">0.25</oasis:entry>
       </oasis:row>
       <oasis:row>
         <oasis:entry colname="col1">MZ</oasis:entry>
         <oasis:entry colname="col2">2.75</oasis:entry>
         <oasis:entry colname="col3">70</oasis:entry>
         <oasis:entry colname="col4">0.30</oasis:entry>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

</sec>
<sec id="Ch1.S4.SS7">
  <label>4.7</label><title>Realistic rock property scenario</title>
      <p id="d1e3549">A reality-based rock property scenario, inspired by the structural zonation of
the European Variscides according to <xref ref-type="bibr" rid="bib1.bibx67" id="text.98"/>, is tested.  The
RHZ and the NPZ are dominated
by clastic shelf sediments with a low- or mid-metamorphic overprint, which is made of slate (RHZ) and phyllite (NPZ).  This zone, the RHZ and the NPZ together, is
the most flexible one and will have the lowest Young's modulus
(Table <xref ref-type="table" rid="Ch1.T3"/>).  The MGCH consists of
granitoids or gabbros and their metamorphic equivalents (gneiss, amphibolite),
meta-sediments, and some volcanites. Therefore, this zone is a stiff unit.  The
Saxo-Thuringian Zone (STZ) is dominated by meta-sediments, mafic and felsic
magmatites and their metamorphosed equivalents, and some high-grade
metamorphic rocks (granulite, eklogite).  Taking all the different rock types
into account, the STZ is stiffer than the RHZ and softer than the MGCH.
Mechanically, the MZ can be represented by high-grade
metamorphic rocks (gneiss, granulite, migmatite) and granitoids and will be a
stiff unit, similar to the MGCH.  Therefore, the unit stiffnesses are
different: they are from slightly deformable to rigid in the following order:
<inline-formula><mml:math id="M172" display="inline"><mml:mrow><mml:mtext>RHZ</mml:mtext><mml:mo>≈</mml:mo><mml:mtext>NPZ</mml:mtext><mml:mo>&lt;</mml:mo><mml:mtext>STZ</mml:mtext><mml:mo>&lt;</mml:mo><mml:mtext>MGCH</mml:mtext><mml:mo>≈</mml:mo><mml:mtext>MZ</mml:mtext></mml:mrow></mml:math></inline-formula>. Material properties used are
estimated based on typical rock values (Table <xref ref-type="table" rid="Ch1.T3"/>).  The same
initial stress procedure, boundary condition and visualization procedure are
applied as previously described.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7" specific-use="star"><?xmltex \currentcnt{7}?><?xmltex \def\figurename{Figure}?><label>Figure 7</label><caption><p id="d1e3585">Influence of Poisson's ratio on the stress orientation. Black bars represent the orientation of <inline-formula><mml:math id="M173" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> at a depth of 1000 <inline-formula><mml:math id="M174" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. Colours indicate the material properties used. The blue area uses the reference material properties (<inline-formula><mml:math id="M175" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.25</mml:mn></mml:mrow></mml:math></inline-formula>), the light purple area is characterized by a low Poisson's ratio (p: <inline-formula><mml:math id="M176" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.15</mml:mn></mml:mrow></mml:math></inline-formula>) and the dark purple one by a large Poisson's ratio (P: <inline-formula><mml:math id="M177" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.35</mml:mn></mml:mrow></mml:math></inline-formula>).</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f07.png"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S5">
  <label>5</label><title>Results</title>
<sec id="Ch1.S5.SS1">
  <label>5.1</label><title>Density influence</title>
      <p id="d1e3666">To identify the influence of a density variation, the reference density
(<inline-formula><mml:math id="M178" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.7</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>) in blue is varied using a small density
(g: <inline-formula><mml:math id="M179" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.2</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>), which is coloured in light blue, and a
large density (G: <inline-formula><mml:math id="M180" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">3.2</mml:mn><mml:mspace width="0.125em" linebreak="nobreak"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace linebreak="nobreak" width="0.125em"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>), which is dark blue (Fig. <xref ref-type="fig" rid="Ch1.F6"/>).</p>
      <p id="d1e3746">The low-density anomaly (ggg) results in a slight counter-clockwise
(<inline-formula><mml:math id="M181" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">6</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) rotation of the <inline-formula><mml:math id="M182" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation in the reference
material near the anomaly (Fig. <xref ref-type="fig" rid="Ch1.F6"/>).  Within the low-density
units near the reference material, nearly no rotation is observed
(<inline-formula><mml:math id="M183" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>), but <inline-formula><mml:math id="M184" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation turns counter-clockwise
(<inline-formula><mml:math id="M185" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">8</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) in the centre of the material anomaly.  The angular variation
of <inline-formula><mml:math id="M186" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> crossing the units is of the order of <inline-formula><mml:math id="M187" display="inline"><mml:mrow><mml:mn mathvariant="normal">7</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>.  The
high-density anomaly (GGG) results in a slightly clockwise rotation
(<inline-formula><mml:math id="M188" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">7</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) in the reference material near the anomaly.  In the high-density unit near the reference material, <inline-formula><mml:math id="M189" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is minimally
influenced (<inline-formula><mml:math id="M190" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) but rotates further clockwise (<inline-formula><mml:math id="M191" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">12</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) in
the centre of the anomaly.  Based on that, the variation across the units is
about <inline-formula><mml:math id="M192" display="inline"><mml:mrow><mml:mn mathvariant="normal">11</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>.  The models with mixed densities in the three units show
a clockwise rotation (<inline-formula><mml:math id="M193" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">10</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) of <inline-formula><mml:math id="M194" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> within the lighter
material next to the denser units.  The high-density units show a
counter-clockwise rotation (<inline-formula><mml:math id="M195" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) next to the low-density unit;
therefore, the total variation of <inline-formula><mml:math id="M196" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is <inline-formula><mml:math id="M197" display="inline"><mml:mrow><mml:mn mathvariant="normal">17</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e3968">In general, <inline-formula><mml:math id="M198" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> tends to be oriented parallel to the anomaly in
low-density units and perpendicular to the anomaly in large density units.  In
the centre of the low-density units (ggg), the stress orientation becomes
perpendicular to the overall structure.  In the centre of the high-density
units (GGG) the opposite is true, and <inline-formula><mml:math id="M199" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> becomes parallel to the
structure.</p>
</sec>
<?pagebreak page1295?><sec id="Ch1.S5.SS2">
  <label>5.2</label><title>Influence of Poisson's ratio</title>
      <p id="d1e4001">The influence of Poisson's ratio on the stress rotation is tested by
variation of the reference Poisson's ratio (<inline-formula><mml:math id="M200" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.25</mml:mn></mml:mrow></mml:math></inline-formula>) using a lower one
(p: <inline-formula><mml:math id="M201" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.15</mml:mn></mml:mrow></mml:math></inline-formula>) in light purple and a larger one (P: <inline-formula><mml:math id="M202" display="inline"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.35</mml:mn></mml:mrow></mml:math></inline-formula>) in dark
purple (Fig. <xref ref-type="fig" rid="Ch1.F7"/>).  The models with only a lower (ppp:
<inline-formula><mml:math id="M203" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1.5</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M204" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) and only a higher Poisson's ratio (PPP: <inline-formula><mml:math id="M205" display="inline"><mml:mo>+</mml:mo></mml:math></inline-formula>2.2<inline-formula><mml:math id="M206" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) show
only little <inline-formula><mml:math id="M207" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation (Fig. <xref ref-type="fig" rid="Ch1.F7"/>).  Mixed models
with largest Poisson's ratio variation (pPp and PpP) have some
counter-clockwise rotation in the low Poisson's ratio units (<inline-formula><mml:math id="M208" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3.0</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>)
and a clockwise rotation in the high Poisson's ratio units (<inline-formula><mml:math id="M209" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">4.2</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>).
Therefore, the total variance of <inline-formula><mml:math id="M210" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is about <inline-formula><mml:math id="M211" display="inline"><mml:mrow><mml:mn mathvariant="normal">7.5</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>.</p>
</sec>
<sec id="Ch1.S5.SS3">
  <label>5.3</label><title>Impact of Young's modulus</title>

      <?xmltex \floatpos{t}?><fig id="Ch1.F8" specific-use="star"><?xmltex \currentcnt{8}?><?xmltex \def\figurename{Figure}?><label>Figure 8</label><caption><p id="d1e4152">Influence of Young's modulus variation on the stress orientation. Black bars represent the orientation of <inline-formula><mml:math id="M212" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> at a depth of 1000 <inline-formula><mml:math id="M213" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. Colours indicate the used Young's modulus; the blue area uses the reference material properties (B: <inline-formula><mml:math id="M214" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M215" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:math></inline-formula>), the green material uses a low Young's modulus (e: <inline-formula><mml:math id="M216" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M217" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:math></inline-formula>) and the red material has a large Young's modulus (E: <inline-formula><mml:math id="M218" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M219" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:math></inline-formula>).</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f08.png"/>

        </fig>

      <?pagebreak page1296?><p id="d1e4241">The impact of Young's modulus is investigated using the reference material
(B: <inline-formula><mml:math id="M220" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">50</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M221" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:math></inline-formula>) in contrast to a softer material
(e: <inline-formula><mml:math id="M222" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M223" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:math></inline-formula>) in green and a stiffer material
(E: <inline-formula><mml:math id="M224" display="inline"><mml:mrow><mml:mi>E</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">100</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M225" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">GPa</mml:mi></mml:mrow></mml:math></inline-formula>) in red (Fig. <xref ref-type="fig" rid="Ch1.F8"/>).  The models with
the soft units (eee, eBe and BeB) exhibit a strong clockwise <inline-formula><mml:math id="M226" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
rotation (<inline-formula><mml:math id="M227" display="inline"><mml:mo lspace="0mm">+</mml:mo></mml:math></inline-formula>56<inline-formula><mml:math id="M228" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) in the units with the reference material and a
counter-clockwise rotation in the softer units (<inline-formula><mml:math id="M229" display="inline"><mml:mo lspace="0mm">-</mml:mo></mml:math></inline-formula>22<inline-formula><mml:math id="M230" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) near the
material transitions.  For the models with three soft units (eee) the
<inline-formula><mml:math id="M231" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation decreases to <inline-formula><mml:math id="M232" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>5<inline-formula><mml:math id="M233" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in the centre of the
units.  This means that the <inline-formula><mml:math id="M234" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> variation within the soft units
is considerable (17<inline-formula><mml:math id="M235" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).  The resulting total variation is 78<inline-formula><mml:math id="M236" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.
The models with the stiff units (EEE, EBE and BEB) exhibit a gentle
counter-clockwise rotation in the units with the reference material (<inline-formula><mml:math id="M237" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">5.5</mml:mn></mml:mrow></mml:math></inline-formula> to
<inline-formula><mml:math id="M238" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M239" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) next to the stiff units.  Within the stiff units, a significant
clockwise rotation (<inline-formula><mml:math id="M240" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M241" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">25</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M242" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) is apparent next to the reference
units.  In the model with three stiff units (EEE), the <inline-formula><mml:math id="M243" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
orientation decreases to (<inline-formula><mml:math id="M244" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">5</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M245" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) in the centre.  This is a
considerable <inline-formula><mml:math id="M246" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> variation of 15<inline-formula><mml:math id="M247" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> within the stiff
units.  The total variation is 31<inline-formula><mml:math id="M248" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.</p>
      <p id="d1e4523">For the models with alternating soft and stiff material units (EeE and eEe),
the soft units exhibit a counter-clockwise <inline-formula><mml:math id="M249" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation (<inline-formula><mml:math id="M250" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">19</mml:mn></mml:mrow></mml:math></inline-formula>
to <inline-formula><mml:math id="M251" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">22</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M252" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>), whereas the stiff units display a clockwise rotation
(<inline-formula><mml:math id="M253" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">53</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M254" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">56</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M255" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).  Consequently, the total variation between the soft
and stiff units is 72 to 78<inline-formula><mml:math id="M256" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  The general observation is that next
to the material transition, <inline-formula><mml:math id="M257" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotates perpendicular to the
anomaly for the compliant units and parallel for the stiff units.</p>
</sec>
<?pagebreak page1297?><sec id="Ch1.S5.SS4">
  <label>5.4</label><title>Influence of faults</title>
      <p id="d1e4622">Several models with the reference material properties separated by three
discontinuities (<inline-formula><mml:math id="M258" display="inline"><mml:mo lspace="0mm">|</mml:mo></mml:math></inline-formula>B<inline-formula><mml:math id="M259" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>B<inline-formula><mml:math id="M260" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>B<inline-formula><mml:math id="M261" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>) with a friction coefficient (<inline-formula><mml:math id="M262" display="inline"><mml:mi mathvariant="italic">μ</mml:mi></mml:math></inline-formula>) from <inline-formula><mml:math id="M263" display="inline"><mml:mn mathvariant="normal">0.1</mml:mn></mml:math></inline-formula> to
<inline-formula><mml:math id="M264" display="inline"><mml:mn mathvariant="normal">1</mml:mn></mml:math></inline-formula> are tested.  The low-friction coefficient (<inline-formula><mml:math id="M265" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>) leads to a
counter-clockwise <inline-formula><mml:math id="M266" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation of only <inline-formula><mml:math id="M267" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>3<inline-formula><mml:math id="M268" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>
(Fig. <xref ref-type="fig" rid="Ch1.F9"/>).  The maximum observed fault offset is about
16 <inline-formula><mml:math id="M269" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>.  By increasing the friction coefficient to <inline-formula><mml:math id="M270" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.2</mml:mn></mml:mrow></mml:math></inline-formula>, the
<inline-formula><mml:math id="M271" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation is <inline-formula><mml:math id="M272" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>2<inline-formula><mml:math id="M273" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>; for <inline-formula><mml:math id="M274" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M275" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
rotation is only <inline-formula><mml:math id="M276" display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>1<inline-formula><mml:math id="M277" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  For larger friction coefficients, the
<inline-formula><mml:math id="M278" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation is below <inline-formula><mml:math id="M279" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>.  As the <inline-formula><mml:math id="M280" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
rotation is too small for a visual differentiation, only the <inline-formula><mml:math id="M281" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> model
is shown in Fig. <xref ref-type="fig" rid="Ch1.F9"/>.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F9"><?xmltex \currentcnt{9}?><?xmltex \def\figurename{Figure}?><label>Figure 9</label><caption><p id="d1e4857">Influence of low-friction faults on the far-field stress orientation. Black bars represent the orientation of <inline-formula><mml:math id="M282" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> at a depth of 1000 <inline-formula><mml:math id="M283" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. All areas have the properties of the reference material (Table <xref ref-type="table" rid="Ch1.T2"/>). White lines indicate cohesionless discontinuities (vertical faults). The model using a friction coefficient of <inline-formula><mml:math id="M284" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula> along the three discontinuities is shown. The other models with a larger friction coefficient (up to <inline-formula><mml:math id="M285" display="inline"><mml:mn mathvariant="normal">1</mml:mn></mml:math></inline-formula> and larger) have similar results; they are waived out because of the visual similarity.</p></caption>
          <?xmltex \igopts{width=128.037402pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f09.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F10" specific-use="star"><?xmltex \currentcnt{10}?><?xmltex \def\figurename{Figure}?><label>Figure 10</label><caption><p id="d1e4908">Influence of Young's modulus in interaction with low-friction faults on the far-field stress orientation. Black bars represent the orientation of <inline-formula><mml:math id="M286" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> at a depth of 1000 <inline-formula><mml:math id="M287" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. Colours indicate the material properties used. The blue area uses the reference material properties, the green material uses a low Young's modulus and the red material has a larger Young's modulus; see Table <xref ref-type="table" rid="Ch1.T2"/>. White lines indicate cohesionless vertical discontinuities (faults) with a friction coefficient of <inline-formula><mml:math id="M288" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f10.png"/>

        </fig>

</sec>
<sec id="Ch1.S5.SS5">
  <label>5.5</label><title>Stiffness variation combined with low-friction faults</title>
      <p id="d1e4959">The interaction between a significant Young's modulus contrast and a
cohesionless contact with a low-friction coefficient (<inline-formula><mml:math id="M289" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>) is tested
along all four discontinuities. The model with three stiff units (<inline-formula><mml:math id="M290" display="inline"><mml:mo lspace="0mm">|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M291" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M292" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M293" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>)
provides only little counter-clockwise rotation (<inline-formula><mml:math id="M294" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) in the
reference material near the material transition
(Fig. <xref ref-type="fig" rid="Ch1.F10"/>).  Similar clockwise rotation occurs in the
stiff units (<inline-formula><mml:math id="M295" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>) near the material transition and decreases to the
centre of the units (<inline-formula><mml:math id="M296" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>).  The total <inline-formula><mml:math id="M297" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> variation is
about <inline-formula><mml:math id="M298" display="inline"><mml:mrow><mml:mn mathvariant="normal">8</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>.</p>
      <p id="d1e5070">The model with the soft units and the low-friction discontinuities (<inline-formula><mml:math id="M299" display="inline"><mml:mo lspace="0mm">|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M300" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M301" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M302" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>)
shows larger rotations than the model with stiffer units.  Clockwise rotation
of <inline-formula><mml:math id="M303" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">19</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M304" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> occurs in the reference material and counter-clockwise
rotation of <inline-formula><mml:math id="M305" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">13</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M306" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in the soft units.  This decreases towards the
centre of the soft units (<inline-formula><mml:math id="M307" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">9</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M308" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).  Overall rotation is about
32<inline-formula><mml:math id="M309" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.</p>
      <p id="d1e5165">The models with alternating stiffnesses and low-friction discontinuities
(<inline-formula><mml:math id="M310" display="inline"><mml:mo lspace="0mm">|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M311" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M312" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M313" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula> and <inline-formula><mml:math id="M314" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M315" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M316" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M317" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>) generate a counter-clockwise rotation of about <inline-formula><mml:math id="M318" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> to
<inline-formula><mml:math id="M319" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">12</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M320" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in the soft units.  Within the stiff units, the
<inline-formula><mml:math id="M321" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation is in the range of <inline-formula><mml:math id="M322" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math id="M323" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M324" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  The
total variation is up to 19<inline-formula><mml:math id="M325" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  The maximum observed fault offset is
about 10 to 15 <inline-formula><mml:math id="M326" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>.</p>
</sec>
<sec id="Ch1.S5.SS6">
  <label>5.6</label><title>Stress rotation for realistic material properties</title>
      <p id="d1e5318">The resulting <inline-formula><mml:math id="M327" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation (Fig. <xref ref-type="fig" rid="Ch1.F11"/>a) of the
model using realistic material properties (Table <xref ref-type="table" rid="Ch1.T3"/>) indicates
counter-clockwise rotation in the RHZ and NPZ and clockwise rotation within the MGCH and MZ units.  The overall pattern of the simple
model (Fig. <xref ref-type="fig" rid="Ch1.F11"/>a) shows only limited similarity with the
observed and the mean <inline-formula><mml:math id="M328" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation on a regular grid using a
search radius of 150 <inline-formula><mml:math id="M329" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> and a quality and distance weight
(Fig. <xref ref-type="fig" rid="Ch1.F11"/>b and c).  However, some similarities can be observed.
For example, the simple model (Fig. <xref ref-type="fig" rid="Ch1.F11"/>a) shows a clockwise
rotation from the NPZ to the MGCH and counter-clockwise from the MGCH to the
STZ.  In Figure <xref ref-type="fig" rid="Ch1.F11"/>b these areas show similar, but less
pronounced, rotation of <inline-formula><mml:math id="M330" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>.  The north-north-east
<inline-formula><mml:math id="M331" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation within the central part of the MGCH is similar
between the model, the data and the mean <inline-formula><mml:math id="M332" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation
(Fig. <xref ref-type="fig" rid="Ch1.F11"/>a–c).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F11" specific-use="star"><?xmltex \currentcnt{11}?><?xmltex \def\figurename{Figure}?><label>Figure 11</label><caption><p id="d1e5402">Comparison of orientations of the maximum horizontal stress (<inline-formula><mml:math id="M333" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>). The equivalent regions are the RHZ (Rheno-Hercynian Zone), NPZ (Northern Phyllite Zone), the MGCH (Mid-German Crystalline High), the STZ (Saxo-Thuringian Zone) and the MZ (Moldanubian Zone). <bold>(a)</bold> Model results, application of estimated material properties of the Variscan units (Table <xref ref-type="table" rid="Ch1.T3"/>).
Black bars represent the <inline-formula><mml:math id="M334" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation at a depth of
1000 <inline-formula><mml:math id="M335" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>. <bold>(b)</bold> Bars indicate the <inline-formula><mml:math id="M336" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation
data <xref ref-type="bibr" rid="bib1.bibx51" id="paren.99"/>, and quality is indicated by shades of grey; see
legend. <bold>(c)</bold> Mean <inline-formula><mml:math id="M337" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation on a 150 <inline-formula><mml:math id="M338" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>
search radius with a distance and quality weight (<inline-formula><mml:math id="M339" display="inline"><mml:mrow><mml:mi>n</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>) using the tool
stress2grid <xref ref-type="bibr" rid="bib1.bibx125" id="paren.100"/>. Panels <bold>(b)</bold> and <bold>(c)</bold> have the same extent as Fig. <xref ref-type="fig" rid="Ch1.F1"/>.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f11.png"/>

        </fig>

</sec>
</sec>
<sec id="Ch1.S6">
  <label>6</label><title>Discussion</title>
<sec id="Ch1.S6.SS1">
  <label>6.1</label><title>Model simplification</title>
      <p id="d1e5526">This study investigates the influence of elastic material properties, density
and friction coefficient at vertical faults on the orientation of
<inline-formula><mml:math id="M340" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>.  The focus is not on stress rotation close to the material
transition or discontinuity (<inline-formula><mml:math id="M341" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M342" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>), the priority is on the far-field effects (<inline-formula><mml:math id="M343" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M344" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>).  Although the model is inspired by a
particular region, the goal is to gain a better understanding on how the
variable material properties affect the stress orientation.  For this reason,
the model geometry is very simple and some of the material properties used may
have no proper natural equivalent.</p>
      <p id="d1e5576">Chosen properties are constant over a depth of 30 <inline-formula><mml:math id="M345" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>, which is
unlikely.  Even for a given lithology, the properties can change with depth,
as a result of the acting gravity and compaction, especially for sediments.
Each lithological unit is at least partially affected by these changes.
Linearly increasing rock properties with depth would account for this and be a
more realistic representation.  But this would not affect the resulting stress
pattern, especially since a vertically uniform stress field is assumed
<xref ref-type="bibr" rid="bib1.bibx129 bib1.bibx128 bib1.bibx51" id="paren.101"/>, with a few exceptions.</p>
      <?pagebreak page1298?><p id="d1e5590">The simple generic models neglect various rheological processes in the crust
by applying linear-elastic material law.  However, the overall geometry seems
reasonable, as the brittle domain or elastic thickness of the lithosphere
(<inline-formula><mml:math id="M346" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mi>e</mml:mi></mml:mrow></mml:math></inline-formula>), which is a measure of the integrated stiffness of the lithosphere, is
of the order of 30 <inline-formula><mml:math id="M347" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> and more in central Europe
<xref ref-type="bibr" rid="bib1.bibx114" id="paren.102"/>. The Moho depth in Germany or central Europe is also about
30 <inline-formula><mml:math id="M348" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx3 bib1.bibx38" id="paren.103"/>.  <xref ref-type="bibr" rid="bib1.bibx60" id="text.104"/> for
example used a range of <inline-formula><mml:math id="M349" display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mi>e</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula>–100 <inline-formula><mml:math id="M350" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> for their model of central
Europe.  Furthermore, results are represented and discussed mainly for a depth
of 1000 <inline-formula><mml:math id="M351" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula> where elastic behaviour is certainly predominant.</p>
      <p id="d1e5659">The scenario models were tested with an additional very stiff mantle
(Table <xref ref-type="table" rid="Ch1.T3"/>) with a thickness of 30 <inline-formula><mml:math id="M352" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>.  This had no
influence on the observed stress pattern at a depth of 1000 <inline-formula><mml:math id="M353" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">m</mml:mi></mml:mrow></mml:math></inline-formula>.
However, the models with the same geometry but a total thickness of only
10 <inline-formula><mml:math id="M354" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> resulted in much lower stress rotation.  Therefore, the elastic
thickness of the lithosphere and the aspect ratio of thickness and width of
the units are important constraints for the possible stress rotation.  The
depth at which the stress orientation is plotted is also important, as the
stress rotation decreases with depth (Fig. <xref ref-type="fig" rid="Ch1.F12"/>), so that it
disappears at about 10 <inline-formula><mml:math id="M355" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> depth for the used configuration.  As
homogeneous material properties are used, smaller scaling of results seems to
be reasonable, considering the aspect ratio.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F12" specific-use="star"><?xmltex \currentcnt{12}?><?xmltex \def\figurename{Figure}?><label>Figure 12</label><caption><p id="d1e5702">North–south depth profiles displaying the <inline-formula><mml:math id="M356" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation colour-coded for models with a variable Young's modulus. In the model without the discontinuities (eEe), <inline-formula><mml:math id="M357" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is oriented around 40<inline-formula><mml:math id="M358" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> in the stiffer units next to the softer units near the Earth surface. A similar orientation can be observed in the soft units in the deepest parts. In contrast to that, in the model with the same material properties but low-friction faults (<inline-formula><mml:math id="M359" display="inline"><mml:mo lspace="0mm">|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M360" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M361" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M362" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>), the <inline-formula><mml:math id="M363" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation is nearly north–south for all units and depths. (Small coloured dots are artefacts.) The discontinuities with a low-friction coefficient counterbalance stress rotation due to the stiffness contrasts.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f12.png"/>

        </fig>

      <p id="d1e5782">All models were loaded with the same displacement boundary conditions
(Fig. <xref ref-type="fig" rid="Ch1.F2"/>).  This results in slightly<?pagebreak page1299?> different stress magnitudes
due to the variable material properties.  Since these models have different
mechanical properties depending on the unit, the question would arise, in
which of the units identical stress magnitudes should be achieved?  Even if
each model were calibrated individually, this would not significantly change
the results, as both the stress regime and stress orientation would remain
nearly constant for slightly different boundary conditions.  Therefore,
constant boundary conditions are reasonable and applied to all scenarios.</p>
</sec>
<sec id="Ch1.S6.SS2">
  <label>6.2</label><title>Stress rotation by density contrast</title>
      <p id="d1e5795">The lateral variation of the density is responsible for <inline-formula><mml:math id="M364" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
rotation in the range of 7 to 17<inline-formula><mml:math id="M365" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (Fig. <xref ref-type="fig" rid="Ch1.F6"/>).
In general, the <inline-formula><mml:math id="M366" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotates in the low-density units slightly
toward parallel to the high-density unit (<inline-formula><mml:math id="M367" display="inline"><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M368" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>), whereas
<inline-formula><mml:math id="M369" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotates in the high-density units a little bit in the
direction to the low-density units (<inline-formula><mml:math id="M370" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">7</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M371" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>).</p>
      <p id="d1e5879">Taking a broad range of sediments into account (evaporites, shale, sandstone or
limestone), they could have even a lower density than the lowest value used
(<inline-formula><mml:math id="M372" display="inline"><mml:mrow><mml:mi mathvariant="italic">ρ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">2.2</mml:mn><mml:mspace linebreak="nobreak" width="0.125em"/><mml:mrow class="unit"><mml:mi mathvariant="normal">g</mml:mi><mml:mspace width="0.125em" linebreak="nobreak"/><mml:msup><mml:mi mathvariant="normal">cm</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:mrow></mml:math></inline-formula>).  Most probably, models with a lower stiffness
would result in larger stress rotation. However, sediments with a low
stiffness could reach a thickness of several thousand metres, but not of the order of the model depth of 30 <inline-formula><mml:math id="M373" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> or with such a low density due to
increasing compaction with depth.  Therefore, the impact of density variation
on the stress orientation in nature will be much smaller, or on a very local
scale.  This agrees with the results of <xref ref-type="bibr" rid="bib1.bibx37" id="text.105"/>, where a lateral
density variation did not have a significant impact on the stress pattern;
only local effects are observed.</p>
      <p id="d1e5918">This assumption seems to be a contradiction to the fact that the
gravitational load is one of the main sources of stress in the Earth's crust.
However, a density anomaly is a much smaller influencing variable on the
stress state than density.  According to <xref ref-type="bibr" rid="bib1.bibx110" id="text.106"/>, the resulting
stress rotations depend on the relative influence of regional stress sources
as opposed to the density anomaly.  Depending on the model scenarios used, the
influence of the boundary conditions (regional stress sources) appears to be
greater than that of the density anomaly.  Therefore, the model results are
probably not representative for regions with small horizontal differential
stresses.</p>
</sec>
<sec id="Ch1.S6.SS3">
  <label>6.3</label><title>Stress rotation due to a variation of Poisson's ratio and Young's modulus</title>
      <p id="d1e5932">Model results suggest that the variation of Poisson's ratio can be
responsible for a <inline-formula><mml:math id="M374" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation of up to <inline-formula><mml:math id="M375" display="inline"><mml:mrow><mml:mn mathvariant="normal">7.5</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula>
(Fig. <xref ref-type="fig" rid="Ch1.F7"/>).  This is below the uncertainties of stress
orientation estimations of about <inline-formula><mml:math id="M376" display="inline"><mml:mrow><mml:mo>±</mml:mo><mml:mn mathvariant="normal">15</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M377" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> and more
<xref ref-type="bibr" rid="bib1.bibx51" id="paren.107"/>.  Therefore, the variation of Poisson's ratio can be
neglected as a potential source of significant stress rotation.</p>
      <p id="d1e5981">In contrast to that, the lateral variation of Young's modulus can lead to
significant <inline-formula><mml:math id="M378" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation (Fig. <xref ref-type="fig" rid="Ch1.F8"/>).  For the
geometry and material parameters used, the relative rotations are up to
78<inline-formula><mml:math id="M379" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, which is not far from the maximal possible rotation of
90<inline-formula><mml:math id="M380" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. The largest rotation occurs in the units with a lower Young's
modulus, for example the eee model has a total rotation of 78<inline-formula><mml:math id="M381" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>,
whereas the EEE model causes only a 31<inline-formula><mml:math id="M382" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> rotation.  This is not
surprising as Young's modulus is simply a measure of the stiffness.
Therefore, the largest stress rotation due to stiffness contrast will happen in
the soft units, not in the rigid ones.  From this, it can be deduced that for
units with smaller Young's modulus, the stress rotation is even greater.</p>
      <?pagebreak page1300?><p id="d1e6034"><inline-formula><mml:math id="M383" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> will be oriented parallel to the structure for stiff units
and perpendicular for soft units, which agrees with the literature
<xref ref-type="bibr" rid="bib1.bibx9 bib1.bibx124" id="paren.108"/>.  The largest stress rotation occurs nearest to
the material transition and decreases with distance to the material
transition, similar to other models <xref ref-type="bibr" rid="bib1.bibx111" id="paren.109"/>.  Similar impacts of
stiffness contrast have been described in previous studies
<xref ref-type="bibr" rid="bib1.bibx44 bib1.bibx111 bib1.bibx116 bib1.bibx76 bib1.bibx77" id="paren.110"/>.  In
contrast to that, <xref ref-type="bibr" rid="bib1.bibx60" id="text.111"/> found that a stiffness contrast has
only minor effects.  But they did not test the stiffness contrast separately;
they applied it only in combination with active faults in between the units.
However, this agrees with the results of this study, as active faults balance
stress rotation by stiffness contrast.</p>
      <p id="d1e6059">Within the units with a small Young's modulus, significant deformation is
possible.  For example, within the eEe model (Fig. <xref ref-type="fig" rid="Ch1.F8"/>), the soft
units in green will be sinistrally deformed.  The stiff unit in red cannot be
deformed in the same way.  But as the units are connected, the stiff unit is
affected by the tangentially acting stress source.  This leads to a
<inline-formula><mml:math id="M384" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation parallel to the structure, within the stiff
units.  As the soft one allows such deformation, <inline-formula><mml:math id="M385" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> will be
oriented normally to the stiff unit.</p>
      <p id="d1e6087">At the interface between stiff and soft units differential stresses are
greatest, as both units are differently deformable.  This fits with the
observation of concentrated intra-plate earthquakes around cratons
<xref ref-type="bibr" rid="bib1.bibx85" id="paren.112"/>.  On a smaller scale this has been observed for stiff
sedimentary layers or rigid dykes, which attracts the occurrence of seismicity
<xref ref-type="bibr" rid="bib1.bibx104 bib1.bibx126" id="paren.113"/>.</p>
      <p id="d1e6096">The observed radial stress pattern to the south of the Bohemian Massif
<xref ref-type="bibr" rid="bib1.bibx97" id="paren.114"/> agrees well with this study, where <inline-formula><mml:math id="M386" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> in
the soft sediments of the Upper and Lower Austrian basin is perpendicular to
the stiff crystalline Bohemian Massif.  This is more ambiguously the case
for the fan-shaped pattern in the western and northern part of the Alpine
molasse basin <xref ref-type="bibr" rid="bib1.bibx44 bib1.bibx62 bib1.bibx98" id="paren.115"/>. The reason for this could be a lateral stiffness contrast of the rock, next to the
topographic features of the mountain chain and the overall crustal structure.
When comparing the stress rotation, it is important to consider the respective
depth (see Fig. <xref ref-type="fig" rid="Ch1.F12"/>).  For example, data in the north-western
Alps originate from focal mechanisms, and in the foreland of the central Alps,
the majority of data are from wells, which are more shallow
<xref ref-type="bibr" rid="bib1.bibx98" id="paren.116"/>.</p>
      <p id="d1e6121">Substantial stress rotations are not observed along major pre-Mesozoic
boundaries and sutures in the eastern United States, like the Greenville
front, a suture from Missouri to New York, or in the Appalachian Mountains
<xref ref-type="bibr" rid="bib1.bibx128" id="paren.117"/>.  <xref ref-type="bibr" rid="bib1.bibx40" id="text.118"/> reports the same for
Fennoscandia.  In the case that these tectonic boundaries did not provide a
significant stiffness transition, it is not a contradiction to this study.
The mechanical contrast is important, not the relative ages.</p>
</sec>
<sec id="Ch1.S6.SS4">
  <label>6.4</label><title>Comparison of stress rotation due to elastic material properties</title>
      <p id="d1e6138">The rotation of <inline-formula><mml:math id="M387" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> perpendicular (counter-clockwise) to the
structure can be observed most clearly in material with a lower Young's modulus next to a
material transition, up to <inline-formula><mml:math id="M388" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">22</mml:mn></mml:mrow></mml:math></inline-formula><inline-formula><mml:math id="M389" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  Rotation in the same
direction, but with a lower amount, is observed in rocks with a larger density
or a smaller Poisson's ratio.  Within the units with a greater Young's
modulus, <inline-formula><mml:math id="M390" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotates significantly parallel (clockwise) to the
material transition, up to 56<inline-formula><mml:math id="M391" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>. Similar rotation with a smaller
magnitude can be observed in the low-density units or in the units with a
larger Poisson's ratio.  As rocks with a larger Young's modulus will usually
have a larger density and vice versa (Fig. <xref ref-type="fig" rid="Ch1.F3"/>), real rocks will
have less <inline-formula><mml:math id="M392" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation as suggested by these generic models.
But the aim of this study is to test and combine the possible range of
variation, in order to identify the most important causes
(Fig. <xref ref-type="fig" rid="Ch1.F13"/>).</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F13"><?xmltex \currentcnt{13}?><?xmltex \def\figurename{Figure}?><label>Figure 13</label><caption><p id="d1e6208">Comparison of resulting maximum stress rotation, based on the geometry used (Fig. <xref ref-type="fig" rid="Ch1.F2"/>) and the varied properties (Table <xref ref-type="table" rid="Ch1.T2"/>).</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://se.copernicus.org/articles/12/1287/2021/se-12-1287-2021-f13.png"/>

        </fig>

</sec>
<sec id="Ch1.S6.SS5">
  <label>6.5</label><title>Failure criteria</title>
      <p id="d1e6230">As only elastic material properties are used, failure is not possible.  To
study the influence of this simplification, two models (EEE and eee) have been
calculated using two different Coulomb failure criteria.  The models are run
first with a cohesion (<inline-formula><mml:math id="M393" display="inline"><mml:mi>C</mml:mi></mml:math></inline-formula>) of 30 MPa and a friction angle (FA) of 40<inline-formula><mml:math id="M394" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>
and in addition with <inline-formula><mml:math id="M395" display="inline"><mml:mrow><mml:mi>C</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> MPa and a FA of 30<inline-formula><mml:math id="M396" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.</p>
      <p id="d1e6270">For the EEE model with <inline-formula><mml:math id="M397" display="inline"><mml:mrow><mml:mi>C</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">30</mml:mn></mml:mrow></mml:math></inline-formula> MPa and FA <inline-formula><mml:math id="M398" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 40<inline-formula><mml:math id="M399" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, no failure will be
reached (yield criteria <inline-formula><mml:math id="M400" display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>).  For the eee model using that criteria and for
both models (EEE and eee) using <inline-formula><mml:math id="M401" display="inline"><mml:mrow><mml:mi>C</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> MPa and FA <inline-formula><mml:math id="M402" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 30<inline-formula><mml:math id="M403" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> failure occurs.
Conditions of failure or close to failure (Yield criteria <inline-formula><mml:math id="M404" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> or <inline-formula><mml:math id="M405" display="inline"><mml:mrow><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>)
occur only near the surface (a few kilometres) and close to the material transition
(<inline-formula><mml:math id="M406" display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">20</mml:mn></mml:mrow></mml:math></inline-formula>–30 <inline-formula><mml:math id="M407" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>).  Around the material transition, (near) failure
can be observed within the stiff units only.  For the EEE model with <inline-formula><mml:math id="M408" display="inline"><mml:mrow><mml:mi>C</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">10</mml:mn></mml:mrow></mml:math></inline-formula> MPa
and FA <inline-formula><mml:math id="M409" display="inline"><mml:mo>=</mml:mo></mml:math></inline-formula> 30<inline-formula><mml:math id="M410" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, failure is more spaciously distributed near the surface.</p>
      <?pagebreak page1301?><p id="d1e6407">In the case of failure, the <inline-formula><mml:math id="M411" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation will be balanced,
which means that <inline-formula><mml:math id="M412" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotates back in the north–south
orientation, similar to the applied boundary conditions.  In general, failure
compensates for stress rotation in the same way as low-friction contact
surfaces (faults).  However, the stress orientation in the models that
account for failure shows a similar stress pattern in the pre-failure phase to
the models without failure.  As a conclusion from this observation, the model
results showing significant stress rotation are still valid for solid rocks.</p>
</sec>
<sec id="Ch1.S6.SS6">
  <label>6.6</label><title>Effect of faults on stress orientation</title>
      <p id="d1e6440">According to the model results, the influence of low-friction faults can be
neglected concerning the orientation of the far-field stress pattern for
homogeneous units.  The low-friction faults (<inline-formula><mml:math id="M413" display="inline"><mml:mrow><mml:mi>C</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math id="M414" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>; FA 5<inline-formula><mml:math id="M415" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>)
lead to only <inline-formula><mml:math id="M416" display="inline"><mml:mrow><mml:mn mathvariant="normal">3</mml:mn><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M417" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation at a distance of about
12.5 <inline-formula><mml:math id="M418" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> next to the fault zone.  Observed stress rotation is lower
than 1<inline-formula><mml:math id="M419" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> for a friction coefficient <inline-formula><mml:math id="M420" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0.4</mml:mn></mml:mrow></mml:math></inline-formula>.  This is not in
contrast to the strong stress perturbation, observed in the vicinity of faults; as one of the three principal stresses must be oriented perpendicular to a
fault, the two remaining ones are parallel to the discontinuity <xref ref-type="bibr" rid="bib1.bibx12 bib1.bibx9 bib1.bibx59" id="paren.119"/>.  Observations from meso-scale
outcrops indicate stress perturbation within 2 <inline-formula><mml:math id="M421" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx93" id="paren.120"/> or
less than 1 <inline-formula><mml:math id="M422" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> to a fault <xref ref-type="bibr" rid="bib1.bibx103" id="paren.121"/>; larger stress
perturbation can be observed at the termination of the fault
(2–3 <inline-formula><mml:math id="M423" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>).  If <inline-formula><mml:math id="M424" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> is parallel next to the fault, it
will rotate by 90<inline-formula><mml:math id="M425" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> at the termination of the fault <xref ref-type="bibr" rid="bib1.bibx103 bib1.bibx92" id="paren.122"/>.</p>
      <p id="d1e6586"><xref ref-type="bibr" rid="bib1.bibx121" id="text.123"/> suggests significant stress rotation as a product of active
faults within a distance of several hundred metres for large differential
stress provinces and several kilometres for regions with small differential
stresses.  This is supported by observed stress rotations near a fault within
a range of a few hundred metres to a few kilometres <xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx122" id="paren.124"/>.  However, not all observed stress rotation agrees with the
presented models, like observations offshore of eastern Canada <xref ref-type="bibr" rid="bib1.bibx11 bib1.bibx1" id="paren.125"/>, where stress rotation occurs at a distance of about
10–15 <inline-formula><mml:math id="M426" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> to a fault.  Whether this is due to an inaccurate
localization of the fault, a low Young's modulus or other causes cannot be
clarified here.</p>
      <p id="d1e6605">Numerical models investigating stress rotations near a fault provide stress
rotation between 20 and 60<inline-formula><mml:math id="M427" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, next to the fault, depending on the fault
strike, the boundary conditions, and the friction or weakness of the fault.
Near the termination of the fault, stress rotation increases to
50–90<inline-formula><mml:math id="M428" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> <xref ref-type="bibr" rid="bib1.bibx124 bib1.bibx116 bib1.bibx57" id="paren.126"/>.  However,
rotation is observed by these models only within 2–3 elements, away from the
discontinuity, which are anyway needed to distribute the deformation by such
numerical models.  Therefore, observed distances of rotation within these
models are not considered here.  To avoid this influence of an overly coarse mesh,
the orientation of <inline-formula><mml:math id="M429" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> in this study is displayed at least four
elements away from the contact surface.</p><?xmltex \hack{\newpage}?>
</sec>
<sec id="Ch1.S6.SS7">
  <label>6.7</label><title>Effect of faults combined with stiffness contrasts on stress orientation</title>
      <p id="d1e6649">The models with low-friction faults and a variable stiffness
(Fig. <xref ref-type="fig" rid="Ch1.F10"/>) illustrate much lower stress rotation than the
models without the faults (Fig. <xref ref-type="fig" rid="Ch1.F8"/>).  The reason is that the
soft units cannot transfer tangential shear stresses to the stiffer units.
Therefore, each unit can be deformed independently from each other.</p>
      <p id="d1e6656">It seems to be that discontinuities play an important role in reducing stress
rotations, produced by lateral Young's modulus variation (or other reasons).
Regarding the used model geometry and materials, the <inline-formula><mml:math id="M430" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
variation is reduced for the soft models from 78 to 32<inline-formula><mml:math id="M431" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, for a
comparison of eee and <inline-formula><mml:math id="M432" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M433" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M434" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>e<inline-formula><mml:math id="M435" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula> in Figs. <xref ref-type="fig" rid="Ch1.F8"/>
and <xref ref-type="fig" rid="Ch1.F10"/>, using a friction coefficient of <inline-formula><mml:math id="M436" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>.
Also for the mixed models, a reduction from 78 to 19<inline-formula><mml:math id="M437" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> is significant.
Much lower is the rotation for the stiff model, with a reduction from 31 to
8<inline-formula><mml:math id="M438" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> (EEE in contrast to <inline-formula><mml:math id="M439" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M440" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M441" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>E<inline-formula><mml:math id="M442" display="inline"><mml:mo>|</mml:mo></mml:math></inline-formula>).</p>
      <p id="d1e6771">The influence of low-friction faults in combination with variable mechanical
properties was also investigated for the models with a density contrast.  The
observed effects are limited; therefore, presentation of the results is
omitted.</p>
</sec>
<sec id="Ch1.S6.SS8">
  <label>6.8</label><title>Depth variation</title>
      <p id="d1e6782">The interaction of units with a variable Young's modulus and presence or
non-presence of low-friction faults is visible in Fig. <xref ref-type="fig" rid="Ch1.F12"/>.
While the model without active faults displays significant stress rotation,
the same setting with low-friction faults shows only little rotation.  The
observed stress rotation within the model without faults strongly depends on
the depth.  In the soft units, <inline-formula><mml:math id="M443" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotates counter-clockwise
near the surface (0 to <inline-formula><mml:math id="M444" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">8</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M445" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>).  In contrast to that a clockwise
rotation can be observed at greater depth (18–30 <inline-formula><mml:math id="M446" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>).  The stiffer
units show a clockwise rotation in the upper part, about 0 to
<inline-formula><mml:math id="M447" display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">8</mml:mn></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math id="M448" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula>, which changes slightly to a counter-clockwise orientation in
the deeper part.</p>
      <p id="d1e6843">This could be an indication that stress rotations due to stiffness contrasts
in or near sedimentary basins can be significantly greater than in deeper
material transitions, such as in a buried crystalline basement.  This is all
the more likely as sediments tend to be less stiff than crystalline rock.</p>
</sec>
<sec id="Ch1.S6.SS9">
  <label>6.9</label><title>Model using the Variscan zone rock properties</title>
      <?pagebreak page1302?><p id="d1e6854">Figure <xref ref-type="fig" rid="Ch1.F11"/> presents comparatively the results of
<inline-formula><mml:math id="M449" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation of the model using the chosen material
properties, inspired by the Variscan units (a), the <inline-formula><mml:math id="M450" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
orientation data (b) and the averaged orientation of <inline-formula><mml:math id="M451" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> on a
regular grid (c).  A limitation of the mean stress orientation on a regular
grid (Fig. <xref ref-type="fig" rid="Ch1.F11"/>c) is the calculation based on distance, and not
depending on the specific unit.  The similarity of the <inline-formula><mml:math id="M452" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>
orientation is not very convincing, because the overall pattern cannot be
reproduced.  Some of the deviations from the trend are similar, some are not.</p>
      <p id="d1e6906">There are probably several reasons why the simple model is not able to
reproduce the observed stress pattern in the German Variscides
(Fig. <xref ref-type="fig" rid="Ch1.F11"/>).  First of all, only one single elastic material
composition represents each of the Variscan units.  The model did not
reproduce the complex and uncertain vertical variability of the deeper
structures <xref ref-type="bibr" rid="bib1.bibx32 bib1.bibx3 bib1.bibx13" id="paren.127"/>, as no deep wells
are present there.  Only refraction seismic profiles from the 1980s (DEKORP)
and their interpretations are available <xref ref-type="bibr" rid="bib1.bibx82" id="paren.128"/>. Consequently,
besides the uncertain structures, the material properties and the dip of the
unit boundaries are also uncertain.  More complex geometries and variable dip
angle may result in different stress patterns to the ones obtained for
vertical discontinuities. However, studying such variability is beyond the
scope of this study.</p>
      <p id="d1e6917">Of course, it could also be possible that the units are decoupled.  Thus, a
scenario was calculated in which the units are separated by low-friction faults. But this did not provide a better fit of the stress orientation in
contrast to the observation.  Furthermore, there are no seismic or geodetic
indications for such a decoupling of the units in that region.</p>
      <p id="d1e6920">Structures outside the Variscan zonation may also play a role.  To the south,
the stress pattern in the Molasses Basin is probably more governed by the
structure of the Alpine chain <xref ref-type="bibr" rid="bib1.bibx98" id="paren.129"/> than older structures.
The fan-shaped stress pattern in the eastern part of the North German Basin
has been explained as an effect of the close boundary to the stiff Eastern
European Craton along the north-west to south-east striking
TTZ <xref ref-type="bibr" rid="bib1.bibx43 bib1.bibx44 bib1.bibx45 bib1.bibx37 bib1.bibx36 bib1.bibx61 bib1.bibx77" id="paren.130"/>.  This
interpretation agrees well with the results of the models, where
<inline-formula><mml:math id="M453" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> becomes perpendicular in a soft unit (NGB) directed to a
stiff region, like the East European Craton (e.g. model eee in
Fig. <xref ref-type="fig" rid="Ch1.F8"/>).</p>
</sec>
</sec>
<sec id="Ch1.S7" sec-type="conclusions">
  <label>7</label><title>Conclusions</title>
      <p id="d1e6951">The effect of varying elastic material parameters (Young's modulus and
Poisson's ratio), density and low-friction discontinuities on the stress
pattern in map view is investigated.  Each property is tested separately to
avoid interdependencies.  This is performed with generic 3-D models using the
finite-element method.  Three units of variable material properties are
included within the models, with boundary conditions determining the overall
<inline-formula><mml:math id="M454" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> orientation.  The variation of density and Poisson's ratio lead to small rotation (17 and 7.5<inline-formula><mml:math id="M455" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>) of
<inline-formula><mml:math id="M456" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>.  In contrast, stiffness variation is able to produce
significant stress rotation of 31 to 78<inline-formula><mml:math id="M457" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  Therefore, variation of Young's modulus in the upper crust is a potent explanation for observed stress
rotation.  Faults are represented in the models by cohesionless contact
surfaces.  The observed stress rotation in the far field due to low-friction faults (<inline-formula><mml:math id="M458" display="inline"><mml:mrow><mml:mi mathvariant="italic">μ</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0.1</mml:mn></mml:mrow></mml:math></inline-formula>) is less than 3<inline-formula><mml:math id="M459" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  Implementation of low-friction discontinuities in models with a Young's modulus anomaly results in much
smaller <inline-formula><mml:math id="M460" display="inline"><mml:mrow><mml:msub><mml:mi>S</mml:mi><mml:mtext>Hmax</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> rotation, of the order of 8 to 32<inline-formula><mml:math id="M461" display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>.  It
follows that faults do not produce far-field stress rotation, but rather
compensate for stress rotation that is an effect of the Young's modulus
anomaly or other causes.  Comparison of the model results with the observed
stress orientation in the region that inspired the models provides only
limited consistency. Nevertheless, the studies clearly show that fault systems
are hardly the source of stress rotations on length scales of 100 <inline-formula><mml:math id="M462" display="inline"><mml:mrow class="unit"><mml:mi mathvariant="normal">km</mml:mi></mml:mrow></mml:math></inline-formula> or
larger.  Furthermore, the study indicates that strength contrasts are promising
candidates that have the potential to explain the slight stress pattern
rotations in intraplate settings where topography and low-friction fault
systems are missing.</p>
</sec>

      
      </body>
    <back><notes notes-type="codeavailability"><title>Code availability</title>

      <p id="d1e7048">Model discretization was performed with the
commercial software HyperMesh<sup>®</sup> v.2019; the equilibrium of forces is
computed numerically using the commercial software Abaqus<sup>®</sup>/Standard
v.6.14-1. Model input files are available online at <ext-link xlink:href="https://doi.org/10.48328/tudatalib-560" ext-link-type="DOI">10.48328/tudatalib-560</ext-link> <xref ref-type="bibr" rid="bib1.bibx99" id="paren.131"/>. Maps and model illustrations (except Fig. <xref ref-type="fig" rid="Ch1.F12"/>) were generated using Generic Mapping Tools (GMT) software <xref ref-type="bibr" rid="bib1.bibx120" id="paren.132"/>.</p>
  </notes><notes notes-type="dataavailability"><title>Data availability</title>

      <p id="d1e7072">Stress orientation data are available online at
<ext-link xlink:href="https://doi.org/10.5880/WSM.2016.001" ext-link-type="DOI">10.5880/WSM.2016.001</ext-link> <xref ref-type="bibr" rid="bib1.bibx50" id="paren.133"/>.</p>
  </notes><notes notes-type="competinginterests"><title>Competing interests</title>

      <p id="d1e7084">The author declares that there is no conflict of interest.</p>
  </notes><ack><title>Acknowledgements</title><p id="d1e7090">I want to thank Oliver Heidbach, Tobias Hergert,
Birgit Müller and Moritz Ziegler for fruitful discussions about
mechanics in the upper crust and the observed stress rotation pattern as
well as comments on the paper. Also I would like to thank two anonymous
reviewers for their constructive annotation, which improved the paper.</p></ack><notes notes-type="financialsupport"><title>Financial support</title>

      <p id="d1e7095">This research has been supported by the Federal
Ministry for Economic Affairs and Energy (BMWi) (grant no. 02E11637A).
This study is part of the SpannEnD Project
(<uri>http://www.SpannEnD-Projekt.de</uri>, last access: 8 June 2021).</p>
  </notes><notes notes-type="reviewstatement"><title>Review statement</title>

      <p id="d1e7105">This paper was edited by David Healy and reviewed by two anonymous referees.</p>
  </notes><ref-list>
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    <!--<article-title-html>Stress rotation  –  impact and interaction of rock stiffness and faults</article-title-html>
<abstract-html><p>It has been assumed that the orientation of the maximum horizontal
compressive stress (<i>S</i><sub>Hmax</sub>) in the upper crust is governed on a
regional scale by the same forces that drive plate motion.  However, several
regions are identified where stress orientation deviates from the expected
orientation due to plate boundary forces (first-order stress sources), or the
plate wide pattern.  In some of these regions, a gradual rotation of the
<i>S</i><sub>Hmax</sub> orientation has been observed.</p><p>Several second- and third-order stress sources have been identified in the
past, which may explain stress rotation in the upper crust. For example, lateral heterogeneities in the crust, such as density and petrophysical
properties, and discontinuities, such as faults, are identified as potential
candidates to cause lateral stress rotations.  To investigate several of these
candidates, generic geomechanical numerical models are set up with up to five
different units, oriented by an angle of 60° to the direction of
shortening.  These units have variable (elastic) material properties, such as
Young's modulus, Poisson's ratio and density.  In addition, the units can be
separated by contact surfaces that allow them to slide along these vertical
faults, depending on a chosen coefficient of friction.</p><p>The model results indicate that a density contrast or the variation of Poisson's ratio alone hardly rotates the horizontal stress
(<i>≦</i>17°).  Conversely, a contrast of Young's modulus allows
significant stress rotations of up to 78°, even beyond the vicinity of
the material transition ( &gt; 10&thinsp;km).  Stress rotation clearly
decreases for the same stiffness contrast, when the units are separated by low-friction discontinuities (only 19° in contrast to 78°).  Low-friction discontinuities in homogeneous models do not change the stress
pattern at all away from the fault ( &gt; 10&thinsp;km); the stress pattern is
nearly identical to a model without any active faults.  This indicates that
material contrasts are capable of producing significant stress rotation for
larger areas in the crust.  Active faults that separate such material
contrasts have the opposite effect – they tend to compensate for stress
rotations.</p></abstract-html>
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