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  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">SE</journal-id>
<journal-title-group>
<journal-title>Solid Earth</journal-title>
<abbrev-journal-title abbrev-type="publisher">SE</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Solid Earth</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1869-9529</issn>
<publisher><publisher-name>Copernicus Publications</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/se-7-741-2016</article-id><title-group><article-title>Discussing the genesis of karst rocky desertification research based on the
correlations between cropland and settlements in <?xmltex \hack{\newline}?>typical peak-cluster depressions</article-title>
      </title-group><?xmltex \runningtitle{Discussing the genesis of karst rocky desertification research}?><?xmltex \runningauthor{Y.~B. Li et al.}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Li</surname><given-names>Yang Bing</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff2">
          <name><surname>Li</surname><given-names>Qiong Yao</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Luo</surname><given-names>Guang Jie</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Bai</surname><given-names>Xiao Yong</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff4">
          <name><surname>Wang</surname><given-names>Yong Yan</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff3">
          <name><surname>Wang</surname><given-names>Shi Jie</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Xie</surname><given-names>Jing</given-names></name>
          
        </contrib>
        <contrib contrib-type="author" corresp="no" rid="aff1">
          <name><surname>Yang</surname><given-names>Guang Bin</given-names></name>
          
        </contrib>
        <aff id="aff1"><label>1</label><institution>School of Geography and Environmental Sciences, Guizhou Normal
University, Guiyang 550001, China</institution>
        </aff>
        <aff id="aff2"><label>2</label><institution>College of Geographical and Tourism, Chongqing Normal University,
Chongqing 400047, China</institution>
        </aff>
        <aff id="aff3"><label>3</label><institution>National Key Laboratory of Environmental Geochemistry, Geochemistry
Institute, Chinese Academy <?xmltex \hack{\newline}?>of Sciences, Guiyang 550002, China</institution>
        </aff>
        <aff id="aff4"><label>4</label><institution>Laboratory of Mountain Surface Processes and Ecological Regulation,
Institute of Mountain Hazards and <?xmltex \hack{\newline}?>Environment, Chinese Academy of Sciences,
Chengdu, Sichuan 610041, China</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">Y. B. Li (li-yapin@sohu.com)</corresp></author-notes><pub-date><day>9</day><month>May</month><year>2016</year></pub-date>
      
      <volume>7</volume>
      <issue>3</issue>
      <fpage>741</fpage><lpage>750</lpage>
      <history>
        <date date-type="received"><day>22</day><month>January</month><year>2016</year></date>
           <date date-type="rev-request"><day>18</day><month>February</month><year>2016</year></date>
           <date date-type="rev-recd"><day>31</day><month>March</month><year>2016</year></date>
           <date date-type="accepted"><day>1</day><month>April</month><year>2016</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://se.copernicus.org/articles/.html">This article is available from https://se.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://se.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://se.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>This paper attempts to explain the theoretical reasons why
local farmers have executed land mismanagement measures such as steep slope land
cultivation, in order to reveal the  mechanisms of karst rocky desertification (KRD,
including light KRD, moderate KRD and severe KRD) through typical case
studies. Firstly, this paper assumes that the low land capacity is the
initial cause of KRD in peak-cluster depression areas. Furthermore, the
ecological quality of the peak-cluster depression zone (a combination of
clustered karst cones with a common base and depressions between cones) is
influenced by the relationship between the area of depressions and the
population of residential areas. Therefore, six typical peak-cluster depression
areas of Guizhou province were selected to compare the distribution
circumstances of cropland, the characteristics of settlements and the
formation of KRD with the help of ALOS images in 2010 (with a resolution of
10 m <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 10 m). The results show that there is a negative correlation
between the percentage of the cultivated land and the percentage of KRD at
peak-cluster depressions. The relationship could be concluded by three
situations of the process of KRD, which are low, middle and upper carrying
capacities of land. Severe KRD is only distributed in
peak-cluster depression areas with less flatland, low land capacity and a high
population. The harmonization between population pressure and bearing
capacity of land will influence the ecological qualities in
the peak-cluster depressions. The KRD phenomenon which occurred in
six typical peak-cluster depression areas confirms that the hypothesis
suggested by this paper is correct, and this result will
contribute to understanding the natural mechanisms of KRD and guide the
ecological restoration of KRD land.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Karst is a type of eco-environment that is quite vulnerable (Gams, 1993; Sauro, 1993;
Praiser and Pascali, 2003; North et al., 2009; Gabrovšek et al.,
2011; Guo et al., 2013). The “classic” karst area in Europe is
traditionally known as a bare, non-forested stony grassland area which suffers from severe deforestation, erosion and near desertification
(Gams, 1993; Bou, et al., 2008). However, an almost treeless stony
grassland landscape on the classic karst was converted to a
forest-dominated landscape in only 250 years (Kaligarič and Ivanjnšič, 2014).
In the karst areas of southwestern China, carbonate rocks cover about
42.6 <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 10<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:math></inline-formula> km<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, largely in the province of Guizhou, Guangxi
Zhuang Autonomous Region and the province of Yunnan (Wang, et al., 2004a). In karst
mountainous areas in Southwest China, there is long-term irrational land use,
leading to intense erosion and vegetation degradation, namely karst rocky desertification (KRD), which has
become a hot topic. The Chinese government has begun to pay attention to it
because of its importance in recent years (Jiang et al., 2014). Peak-cluster
depression areas are one of the most typical types of karst topography and experience
the most serious KRD processes (Jiang et al., 2007). A composite nature of
degenerative conditions is formed in this area where a fragile ecological
environment is the basis, human disturbance is the strong driving force and the
vegetation decline and land productivity degradation is the result (Peng et
al., 2011). All these factors make KRD the most difficult process to control (Li et
al., 2005).</p>
      <p>Desertification is defined as land degradation in arid, semiarid and dry
subhumid areas, resulting from various factors, including climate variation
and human activities (UNCCD, 1994), and has been recognized as an integrated
environmental development problem that has combined a natural and social
cause–effect cycle for several decades (Bisaro et al., 2014; Torres et al.,
2015). Desertification does not involve only arid lands, is not necessarily
irreversible and does not necessarily lead to a desert landscape (Le
Houérou, 2009). Therefore, even in tropical areas, there is a risk of
desertification (Izzo et al., 2013), and desertification is now considered
the result of a long-term failure to balance and protect ecosystems' services
(Bisaro et al., 2014). Desertification as land degradation has usually
occurred in the northern and western parts of China; therefore, when some
Chinese scholars refer to desertification, they do not state explicitly
whether Chinese desertification includes karst rocky desertification
(KRD) in Southwest China (Miao et al., 2015; Wang et al., 2015).</p>
      <p>KRD refers to the degradation process of desert-like landscapes with severe
soil erosion, and a severe decline in land productivity under the fragile
subtropical karst environment damaged by irrational social and economic
human activities (Wang et al., 2004a). It refers to the changing processes
which transform a karst area that was covered by vegetation and soil into a
rocky landscape almost devoid of soil and vegetation also (Yuan, 1997). The
dynamic geological process (Zhang et al., 2001), the effect of lithology
(Wang et al., 2004b) and meteorological factors (Xiong et al., 2009) upon
KRD are emphasized when some scholars explain the causes of KRD. Population,
arable land per capita and farmers' concept of the human–land
relationship could explain 79.0 % of the environmental pressure measured
by the area of KRD (Wu et al., 2011) and more than half of total KRD
dominated in areas within 4 km of the rural settlement (Jiang et al.,
2009).</p>
      <p>The KRD phenomenon in karstic mountains in Southwest China is the result of
physical and human factors. The motives for researching this phenomenon are the land
mismanagement, the cropland per capita and the rural settlements. KRD is
related to different types of land use, and a great number of sloping
cropland is still the main driving force of KRD (Li et al., 2009). The
reasons why farmers have reclaimed overly sloping land, thereby inducing severe KRD, are
attributed to the macro socioeconomic circumstances of the rural locality (Yan
and Cai, 2015). However, to date the formation and development of KRD has
not been linked to cropland resources, settlement population and their
related ecological impacts. It also does not reveal why the karst mountain
farmers persist in unsustainable land management practices, and explain why
the KRD occurred in karst land. Therefore, the aim of the work is as follows:
<list list-type="order"><list-item>
      <p>to understand the characteristics of flat cropland distributed at
different karst topography and combined patterns</p></list-item><list-item>
      <p>to understand the relationship between farmland resources, settlement
patterns and the mechanisms of KRD taking place in karst mountains.</p></list-item></list></p>
</sec>
<sec id="Ch1.S2">
  <title>Material and methods</title>
<sec id="Ch1.S2.SS1">
  <title>The study area</title>
      <p>In the typical karst area covering basically the natural and socioeconomic
backgrounds in the southwest karst region of China, we selected a total of six
areas – the town of Beipanjiang in the county of Zhenfeng, the town of Pingle in the county of Anlong,
Wangjiazhai small watershed in the city of Qingzhen, Houzhaihe in the county of Puding and
the town of Dongtang in the county of Libo in Guizhou – as the study area (Fig. 1). These areas have different topography and combined patterns of land
resources, including (1) peak-cluster depressions–canyon; (2) continuous
closed peak-cluster depression group; (3) peak-cluster depression–valley
combination; (4) open peak-cluster depressions; (5) peak-cluster
depressions surrounded by flatland and shallow-peak-cluster depression
(Fig. 1). The socioeconomic factors of these six study areas include
different types of economic development and road accessibilities that are quite different. The Wangjiazhai is adjacent to the city, and its development is
driven by the city. The Houzhaihe area is influenced by the county and town's
economic radiation, Huajiang area's development is driven by the poverty-alleviating and
KRD control policy and Dongtang is influenced by the national
nature reserve. Pingle is in the karst mountain hinterland which is
away from town traffic trunk roads, resulting in an area with slow
development.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p>Distribution of the study areas.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://se.copernicus.org/articles/7/741/2016/se-7-741-2016-f01.png"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS2">
  <title>Data sources and methods</title>
      <p>The land use data used in the study, including data on settlements and cropland, come
from the interpretation of Advanced Land Observation Satellite (ALOS) images
(with a resolution of 10 m <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 10 m) in 2010, combined with local
agricultural statistics, field surveys distinguishing the characteristics of
land use and KRD in 2011 and 2012 and 2.5 m supplementary images (with a
resolution of 2.5 m <inline-formula><mml:math display="inline"><mml:mo>×</mml:mo></mml:math></inline-formula> 2.5 m). The land use/cover types were divided
into seven subclasses such as cropland, settlement, road, water, slope
cropland, woodland and shrub grassland, by integrating the national
standardized land classification scheme and the land use types of the local
area. In this paper KRD classification criteria are described in Fig. 2,
based on other researchers' work (Huang and Cai, 2007; Yue et al., 2010; Xu
et al., 2013; Zhang et al., 2014). The NKRD (no karst rocky desertification)
refers to the concentrated and contiguous woodland and the flatland with no
land degradation, the PKRD (potential karst rocky desertification) refers to
the karst sloping land where the land ecosystem has been degraded slightly,
but the percentage of bare rock is less than 30 % and the sloping
cropland, shrub grassland may be in a land degradation state of LKRD (light
karst rocky desertification), MKRD (moderate karst rocky desertification)
or SKRD (severe karst rocky desertification). The distribution maps of land
use and KRD land in six study areas were made using a the human–computer
interactive interpreting method, and the vector data layers were amended
according to the result of the field sampling inspection and investigation
in 2010; the interpretation accuracy of sampling patches is more than
90 %. The topography, land use and KRD of these study areas are provided
by Fig. 2. The slope gradient is generated by a digital elevation model, digitized according to the topographic map at a <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>:</mml:mo><mml:mn>10 000</mml:mn></mml:mrow></mml:math></inline-formula> scale.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F2" specific-use="star"><caption><p>The digital topography, land use and KRD of the study areas.</p></caption>
          <?xmltex \igopts{width=341.433071pt}?><graphic xlink:href="https://se.copernicus.org/articles/7/741/2016/se-7-741-2016-f02.png"/>

        </fig>

      <p>Because the sloping cropland is still the main driving force of KRD (Li et
al., 2015), farmland referred to in this paper is only that with a
slope &lt; 6<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>; the area of flat cropland with a slope
&lt; 6<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula> is used to represent land carrying capacity. The ratio of
settlements area to the cropland area is used to represent
population pressure, for which both data were acquired from ALOS image
interpretation. The local agricultural statistics are used to verify
the area of flat cropland and slope cropland further.</p>
      <p>We consider assessing the land carrying capacity of six study sites
according to the area and the spatial distribution of cropland patches.
First, if the percentage of arable land resources of the total area is less than
10 %, we consider the study area to have a lack of arable land resources; if
not, the study area is rich in land resources. Second, in order to further
illustrate the spatial distribution of agglomeration and the fragmentation
characteristics of cropland patches at six study sites, we divide the area
of cropland patches into eight levels: 1. <inline-formula><mml:math display="inline"><mml:mo>≤</mml:mo></mml:math></inline-formula> 0.1; 2. 0.1–1; 3. 1–5; 4. 5–10; 5. 10–20;
6. 20–50; 7. 50–100; 8. &gt; 100 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:math></inline-formula>, and count
the total number and total area of cropland patches of different size
levels. Aggregation refers to the tendency of patch types to be spatially
aggregated, so, the aggregation index of cropland patches was computed using
FRAGSTATS 4.2. For the definitions and full descriptions of these metrics,
please see FRAGSTATS 4.2 user's guide.</p>
</sec>
</sec>
<sec id="Ch1.S3">
  <title>Results and analysis</title>
<sec id="Ch1.S3.SS1">
  <title>Distribution of cropland resources</title>
      <p>In the karst peak-cluster depression area, different combinations of small
terrain have different proportions of flatland terrain (referred to as
depressions in this paper) and form different area proportions of cropland
resources. For the six study areas, the flat cropland area is the least at the
peak-cluster canyon, in which small and scattered cropland
patches are distributed. The area percentage of cropland at the peak-cluster
depression–valley combination increases to 10.74 %, and this percentage at
peak-cluster depression surrounded by shallow hills area is the highest
(Table 1). In terms of the percentage of cropland resources accounting to
total area, six study areas can be divided into three types. The continuous
deep depressions, shallow depressions and peak-cluster canyon show a shortage
of cropland resources; open peak-cluster depression and peak-cluster
depression surrounded by shallow hills are comparatively rich in cropland resources and peak-cluster
depression–valley is the transitional one between plenty and scanty cropland resources.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T1" specific-use="star"><caption><p>The characteristics of cropland patch in the study areas.</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row>  
         <oasis:entry colname="col1">Land form</oasis:entry>  
         <oasis:entry colname="col2">Percentage</oasis:entry>  
         <oasis:entry colname="col3">Largest patch</oasis:entry>  
         <oasis:entry colname="col4">Smallest patch</oasis:entry>  
         <oasis:entry colname="col5">Average patch</oasis:entry>  
         <oasis:entry colname="col6">Aggregation</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">of flatland (%)</oasis:entry>  
         <oasis:entry colname="col3">area (hm<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col4">area (hm<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col5">area (hm<inline-formula><mml:math display="inline"><mml:mrow><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col6">index of cropland</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">Peak-cluster canyon</oasis:entry>  
         <oasis:entry colname="col2">0.12</oasis:entry>  
         <oasis:entry colname="col3">0.56</oasis:entry>  
         <oasis:entry colname="col4">0.01</oasis:entry>  
         <oasis:entry colname="col5">0.037</oasis:entry>  
         <oasis:entry colname="col6">60.90</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Continuous deep</oasis:entry>  
         <oasis:entry colname="col2">5.41</oasis:entry>  
         <oasis:entry colname="col3">10.44</oasis:entry>  
         <oasis:entry colname="col4">0.01</oasis:entry>  
         <oasis:entry colname="col5">0.74</oasis:entry>  
         <oasis:entry colname="col6">83.40</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">depression</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Shallow depression</oasis:entry>  
         <oasis:entry colname="col2">5.94</oasis:entry>  
         <oasis:entry colname="col3">9.84</oasis:entry>  
         <oasis:entry colname="col4">0.02</oasis:entry>  
         <oasis:entry colname="col5">0.55</oasis:entry>  
         <oasis:entry colname="col6">82.06</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Peak-cluster depression–</oasis:entry>  
         <oasis:entry colname="col2">10.74</oasis:entry>  
         <oasis:entry colname="col3">241.68</oasis:entry>  
         <oasis:entry colname="col4">0.06</oasis:entry>  
         <oasis:entry colname="col5">3.36</oasis:entry>  
         <oasis:entry colname="col6">92.67</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">valley combination</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Open peak-cluster</oasis:entry>  
         <oasis:entry colname="col2">15.51</oasis:entry>  
         <oasis:entry colname="col3">44.55</oasis:entry>  
         <oasis:entry colname="col4">0.01</oasis:entry>  
         <oasis:entry colname="col5">2.63</oasis:entry>  
         <oasis:entry colname="col6">91.92</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">depression</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Peak-cluster depression</oasis:entry>  
         <oasis:entry colname="col2">26.36</oasis:entry>  
         <oasis:entry colname="col3">107.09</oasis:entry>  
         <oasis:entry colname="col4">0.01</oasis:entry>  
         <oasis:entry colname="col5">2.55</oasis:entry>  
         <oasis:entry colname="col6">93.24</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">surrounded by shallow hill</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p>The most frequent size of croplands ranges from the groups &lt; 0.1 to
0.1–1 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>; there are only 17 cropland patches 20 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> and the
total area of these 17 patches accounts for 67 % of the total cropland area
in the peak-cluster depression–valley combination (Fig. 3). This indicates
that the cropland is relatively concentrated and contiguous in this kind of
landform with characteristics of big patches located in valleys and larger
depressions, while small patches are located in small depression centers.</p>
      <p>The number of croplands from 0.1–1 to 1–5 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> are 162 and 39,
and their areas account for 28.24 and 36.12 % of the total cropland
area respectively; there are only two patches between 10 and 20 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>
accounting for 10.10 % of the total cropland area in the continuous deep
depressions. The cropland patches with sizes of 0.1–1 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> are the most
frequent at the shallow depressions areas in Dongtang. There are 37 patches
of flat cropland, with a total area of 3.7 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, and the largest patch
area is up to 0.56 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> in the peak-cluster–canyon combination. In the peak-cluster depressions surrounded by shallow hill, the cropland patches between
20 and 50 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> account for 35.11 % of the total cropland area. The
cropland patches between 20 and 50 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula> account for 39.68 % of the total
cropland area in the open peak-cluster depressions.</p>
      <p>According to characteristics of cropland in different sizes and their
aggregation, we categorize the cropland spatial distribution of the six
study areas into two types as follows: (1) fragmented cropland, including
the continuous deep depressions, shallow pond depressions, peak-cluster canyon, in which there are a great number of cropland patches,
with mainly 0.1–1 hm<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:math></inline-formula>, small and scattered cropland, accounting for a
high proportion of the total cropland area; (2) centralized cropland,
including peak-cluster depression–valley combination, peak-cluster depression surrounded by shallow hills and open peak-cluster depression. The cropland distribution of this type is relatively
concentrated, and cropland patches with large sizes account for a high
proportion of the total area.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F3"><caption><p>The distribution characteristics of cropland patches.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://se.copernicus.org/articles/7/741/2016/se-7-741-2016-f03.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS2">
  <title>The relationships between cropland settlements and KRD in study
area</title>
      <p>A significant negative correlation exists between the percentage of cropland
area and the percentage of KRD area (Table 2); the correlation coefficient
is 0.5394. For continuous depressions, shallow depressions and peak-cluster canyon, the cropland accounts for less than 6 % and the KRD area
account for over 50 %. Cropland area in peak-cluster depression–valleys
accounts for 10.74 %, but its settlement area exceeds 20.32 %, so the
areas over LKRD account for 60 %. Cropland is relatively rich in peak-cluster depressions, surrounded by shallow hills and open peak-cluster depressions. The area over LKRD accounts for 30 %, but the percentage
of KRD area of open peak-cluster depressions is larger because of its higher
ratio of settlement to cropland. Obviously, KRD is more serious for peak-cluster depressions with higher ratios of settlement area to cropland. The
correlation coefficient between this ratio and KRD, MKRD and SKRD is 0.034,
0.5125 and 0.6824 respectively.</p>

<?xmltex \floatpos{t}?><table-wrap id="Ch1.T2" specific-use="star"><caption><p>Percentage of cropland, settlements and KRD desertified land
(including light, moderate, severe KRD).</p></caption><oasis:table frame="topbot"><oasis:tgroup cols="6">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="right"/>
     <oasis:colspec colnum="3" colname="col3" align="right"/>
     <oasis:colspec colnum="4" colname="col4" align="right"/>
     <oasis:colspec colnum="5" colname="col5" align="right"/>
     <oasis:colspec colnum="6" colname="col6" align="right"/>
     <oasis:thead>
       <oasis:row>  
         <oasis:entry colname="col1">Land form</oasis:entry>  
         <oasis:entry colname="col2">Cropland</oasis:entry>  
         <oasis:entry colname="col3">KRD</oasis:entry>  
         <oasis:entry colname="col4">Settlement</oasis:entry>  
         <oasis:entry colname="col5">Settlement/</oasis:entry>  
         <oasis:entry colname="col6">Arable slope</oasis:entry>
       </oasis:row>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1"/>  
         <oasis:entry colname="col2">(%)</oasis:entry>  
         <oasis:entry colname="col3">(%)</oasis:entry>  
         <oasis:entry colname="col4">(%)</oasis:entry>  
         <oasis:entry colname="col5">farmland (%)</oasis:entry>  
         <oasis:entry colname="col6">land (%)</oasis:entry>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">Shallow depression</oasis:entry>  
         <oasis:entry colname="col2">5.94</oasis:entry>  
         <oasis:entry colname="col3">26.09</oasis:entry>  
         <oasis:entry colname="col4">0.88</oasis:entry>  
         <oasis:entry colname="col5">14.88</oasis:entry>  
         <oasis:entry colname="col6">20.9</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Peak-cluster depression</oasis:entry>  
         <oasis:entry colname="col2">26.36</oasis:entry>  
         <oasis:entry colname="col3">30.74</oasis:entry>  
         <oasis:entry colname="col4">3.44</oasis:entry>  
         <oasis:entry colname="col5">13.05</oasis:entry>  
         <oasis:entry colname="col6">27.26</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">surrounded by shallow hill</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Open peak-cluster depression</oasis:entry>  
         <oasis:entry colname="col2">15.51</oasis:entry>  
         <oasis:entry colname="col3">31.25</oasis:entry>  
         <oasis:entry colname="col4">3.37</oasis:entry>  
         <oasis:entry colname="col5">21.74</oasis:entry>  
         <oasis:entry colname="col6">10.84</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Continuous deep</oasis:entry>  
         <oasis:entry colname="col2">5.41</oasis:entry>  
         <oasis:entry colname="col3">54.19</oasis:entry>  
         <oasis:entry colname="col4">0.51</oasis:entry>  
         <oasis:entry colname="col5">9.44</oasis:entry>  
         <oasis:entry colname="col6">20.672</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">depression</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Cluster canyon</oasis:entry>  
         <oasis:entry colname="col2">0.12</oasis:entry>  
         <oasis:entry colname="col3">62.5</oasis:entry>  
         <oasis:entry colname="col4">1.18</oasis:entry>  
         <oasis:entry colname="col5">9801.04</oasis:entry>  
         <oasis:entry colname="col6">12.06</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">Peak-cluster depression-</oasis:entry>  
         <oasis:entry colname="col2">10.74</oasis:entry>  
         <oasis:entry colname="col3">63.74</oasis:entry>  
         <oasis:entry colname="col4">2.18</oasis:entry>  
         <oasis:entry colname="col5">20.32</oasis:entry>  
         <oasis:entry colname="col6">18.62</oasis:entry>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">valley combination</oasis:entry>  
         <oasis:entry colname="col2"/>  
         <oasis:entry colname="col3"/>  
         <oasis:entry colname="col4"/>  
         <oasis:entry colname="col5"/>  
         <oasis:entry colname="col6"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup></oasis:table></table-wrap>

      <p>In order to reveal the corresponding relation between the change of cropland
and the change of KRD around the settlements, furthermore, the settlements of
the six study areas are taken as centers to build buffer belts with
distances of 0–200, 200–400, 400–600, 600–800, 800–1000 and &gt; 1000 m. Then, the changes of cropland and KRD land percentage in buffer zones of
the six study areas are compared. The results show that the cropland
decreases as the buffer distance increases. In areas within 400 m buffer
distance, the cropland proportion in peak-cluster depressions surrounded by
shallow hills is highest. The lowest is the peak-cluster canyon, and its
cropland only distributes at this buffer range (Fig. 4). Correspondingly,
the proportion of LKRD is highest within 200–400 m buffer distance, and
reduces from peak-cluster canyon, continuous deep depressions,
shallow depressions and peak-cluster depression valleys in turn.</p>
      <p>The proportion of MKRD is highest within 200–400 and 0–200 m buffer
distance, and the proportions of peak-cluster depression–valleys and continuous
deep depressions are higher than the other four study areas. This proportion of
MKRD of shallow depression area is less than 0.1 %.</p>
      <p>The highest proportion of SKRD is within 0–200, and then 200–400 m buffer
distance at the peak-cluster canyon area. The relatively high proportion of
SKRD of peak-cluster depression–valleys is within 0–800 m; but at the
open peak-cluster depressions area, this SKRD proportion is relatively high in
800–1000 m buffer distance, where the slope land had been cultivated, now
abandoned. The SKRD proportion within 200–400 m buffer distance at the
continuous deep depressions is 0.44 % and there is no SKRD in shallow
depressions. What are the reasons for this phenomenon? We find that, in the karst
mountains, the radius of cultivation is no more than 1000 m. If the ratio of
cropland surrounding settlements is lower, then, the slope reclamation,
deforestation and other irrational disturbance is more severe, which also leads to
more frequent occurrence of KRD.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4" specific-use="star"><caption><p>The proportions of cropland and KRD of different buffers accounting
for the total area of the study area. <bold>(a)</bold> Peak-cluster depression surrounded
by shallow hills. <bold>(b)</bold> Shallow depression. <bold>(c)</bold> Open peak-cluster depression. <bold>(d)</bold> Continuous deep
depression. <bold>(e)</bold> Peak-cluster canyon. <bold>(f)</bold> Peak-cluster
depression–valley combination.</p></caption>
          <?xmltex \igopts{width=398.338583pt}?><graphic xlink:href="https://se.copernicus.org/articles/7/741/2016/se-7-741-2016-f04.png"/>

        </fig>

</sec>
<sec id="Ch1.S3.SS3">
  <title>The process of KRD in peak-cluster depressions</title>
      <p>The analysis above shows that the KRD area and distribution is related to
the quantity and distribution of cropland and settlement in the six study
areas. Actually this relationship reflects human (settlements)–environment
(cropland) interaction. Under the special human–environment relationship in
karst peak-cluster depressions, these relationships reflect three scenarios of
KRD processes.
<list list-type="order"><list-item>
      <p>The first scenario describes KRD with low land carrying capacity. Small cropland,
small population, but population and arable land resources are at a low
level of coordination, causing insignificant land degradation (KRD). Shallow depressions are an example of the first scenario. Cropland is small
and population pressure exceeds land carrying capacity, which leads to mild
or moderate degradation (mainly LKRD or MKRD). Continuous peak-cluster
depression is typical in this scenario. The cropland is small, but population
pressure exceeds land carrying capacity, causing land degradation (mainly
SKRD and MKRD); Huajiang peak-cluster-valley is such an example.</p></list-item><list-item>
      <p>The second scenario describes KRD with moderate land carrying capacity. There are a
large number of depressions and valleys but the population exceeds land
carrying capacity. The use of sloping land for crops will cause more
intense land degradation; the peak-cluster depression–valley combination is an
example.</p></list-item><list-item>
      <p>The third scenario describes KRD with high land carrying capacity. The Houzhaihe and
Wangjiazhai areas are two examples. Cropland is larger because of
continuous flatland or bigger depressions which can basically carry more
population, so there are only a few slopes being used for crops at
surrounding peak-clusters. Therefore, most of the land is degraded slightly;
some is degraded severely.</p></list-item></list></p>
</sec>
</sec>
<sec id="Ch1.S4">
  <title>Discussions</title>
<sec id="Ch1.S4.SS1">
  <title>A theoretical model of KRD formation</title>
      <p>The cropland resource pattern in peak-cluster depression areas is
characterized by fertile land concentrated in depressions, and poor
land or wasteland distributed on the peak-cluster slopes around the
depressions. Although some cropland aggregation effects exist, but not to a
great extent, and the scale is small; therefore, the farming radius is still
large in this area (Wu et al., 2007). Generally, the gentle farmland forms
slightly desertified KRD landscapes; the steep land forms moderately
desertified karst rocky landscapes due to slope soil erosion which makes KRD landscape degrade more seriously (Yang et al., 2006).</p>
      <p>Based on the above analysis, the present study put forward a theoretical
hypothesis: in the peak-cluster depression areas, the proportion of
negative terrain (referring to depressions, often cultivated land resources)
may determine population distribution, and the realistic population pressure
(population density) may determine whether the peak-cluster depression areas
will be degraded. We use the percentage of flat cropland of the
total area to represent land bearing capacity and the ratio of settlement
area to cropland area to represent population pressure. The
formation of KRD in the peak-cluster depression areas can be clarified
according to the variations of these two indexes (Fig. 5). As the percent
of cropland decreases and the percent of settlement dedicated to the
croplands increases, the severity of KRD increases. That is to say, the more
serious rocky desertification KRD only occurs under the regions of low land
carrying capacity and high population pressure where farmers have to take
extreme steep reclamation activities. Thus, in the peak-cluster depression
areas, low land carrying capacity is the fundamental cause of KRD. In
general, the harmony between depression area (flat terrain) and population
determines the ecological quality of peak-cluster depression areas.</p>
</sec>
<sec id="Ch1.S4.SS2">
  <title>The significance of the theoretical model suggested in this paper to
understand KRD</title>
      <p>In Europe, five main quality indices such as climate, vegetation, soils,
groundwater and socioeconomic quality are used to estimate the sensitivity
to land degradation and desertification (Symeonakis et al., 2014); therefore, the
mixture of endogenous (manual agriculture, fuel wood and fodder extraction,
land tenure and steep slopes) and exogenous drivers (high rainfall
variability, climate change, prolonged drought or heavy rainfall) must be
taken into account in the process of combating desertification (De Pina
Tavares et al., 2014). Moreover, changing governance and transition towards
new political and economic structures have played a key role in shaping
today's land degradation in the context of climatic variability (Stringer
and Harris, 2014). The eco-environment of karst mountains is fragile and the
land degradation is mainly driven by desertification processes. Generally
speaking, lithology and soil type and road influence are identified as the
leading factors influencing KRD (Xu and Zhang, 2014; Yang et al., 2013). The
succession of KRD has had different impacts on soil fertility indicators
(Xie et al., 2015); i.e., the genesis of KRD has been attributed to land mismanagement of
local households (Wu et al., 2011) and it has been found that climate change accelerates
rocky desertification in the karst areas (Xiong et al., 2009). However, it
has not been clarified why the local farmers take land mismanagement (Yan and Cai, 2015).
The relationships of settlements, cropland and KRD processes at six
different peak-cluster depression combination areas are compared. Serious
rocky desertification is found in areas with less cultivated land with
a slope &lt; 6<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∘</mml:mo></mml:msup></mml:math></inline-formula>, low land carrying capacity and big population
pressure. This phenomenon confirms that the theoretical assumptions we
proposed are correct. Therefore, we can assume that the main reason for KRD
is population exceeding land carrying capacity in karst mountains of
Southwest China; that is to say, low land carrying capacity leads to
the conversion of sloping land into croplands, and this is the main driving
factor leading to KRD (Ying et al., 2014). KRD is a kind of land degradation
that occurs in vulnerable karst dryland socioecological systems (Bisaro et
al., 2014; Yang et al., 2011). The nature of KRD in karst mountains is evident by low
land carrying capacity and high population pressure.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p>The theoretical formation models of KRD in
the peak-cluster depression areas.</p></caption>
          <?xmltex \igopts{width=241.848425pt}?><graphic xlink:href="https://se.copernicus.org/articles/7/741/2016/se-7-741-2016-f05.pdf"/>

        </fig>

      <p>The correlations between cropland richness, land carrying capacity and KRD
can reasonably explain the occurrence of KRD at different scales. This paper
can help reveal the cause of KRD formation. Additionally, this paper
also pointed out the prevention and control measures of KRD, including
increasing land carrying capacity or decreasing population. Revegetation alone
is difficult to increase land carrying capacity, but decreasing
population in the short term is also difficult, so increasing land carrying
capacity is the primary means of controlling KRD.</p>
</sec>
<sec id="Ch1.S4.SS3">
  <title>Some insufficiencies</title>
      <p><list list-type="order">
            <list-item>

      <p>The inadequacy of the analysis of the ratio of settlement to cropland is a disadvantage. Although studies
show that the spatial distribution of settlements can replace population
distribution (Niu et al., 2006), the shortcoming of this paper is
the use of the settlement area only. Due to some settlements being abandoned in recent years,
the changes of settlements and population may not be exactly the same.
Therefore, further research should combine the evolution of the population
and the livelihoods of farmers to calculate the land carrying capacity.
Meanwhile, whether adjacent depressions of settlements are cultivated by
farmers was not taken fully into account in some locations; this
necessitates further field investigations.</p>
            </list-item>
            <list-item>

      <p>The genesis of KRD according to land use in karst mountains is the degradation of
forestland into shrub grassland due to deforestation, then finally, degradation into weed slopes by
repeated disturbances. The forest turns into slope cropland through deforestation, and then, experiences KRD through water and
soil loss. This paper analyzes the nature of KRD from the perspective of land carrying
capacity, but does not discuss other factors such as deforestation.</p>
            </list-item>
            <list-item>

      <p>This paper reveals the mechanisms of KRD of peak-cluster depressions by
using the number of croplands to represent the land carrying capacity and the settlements
to find out the population pressure. Subsequent studies should consider the index of
smallest cropland per capita and cropland pressure (Cai et al., 2002), so as
to further explore the mechanisms and processes of the human–environment relationship of peak-cluster depressions.</p>
            </list-item>
          </list></p>
</sec>
</sec>
<sec id="Ch1.S5" sec-type="conclusions">
  <title>Conclusions</title>
      <p>The current studies do not discuss the occurrence and development of KRD from
the perspective of cropland, settlement population and its corresponding
ecological impact. This paper works from the assumptions about KRD in peak-cluster depressions based on previous studies, and selects six typical peak-cluster depression areas in the province of Guizhou to conduct case studies for
this theoretical assumption. Some views have been concluded as follows.
<list list-type="order"><list-item>
      <p>The KRD area and distribution is related to the quantity and
distribution of cropland and settlements in the six study areas. KRD is a
kind of response to this interacting relationship between humans
(settlements) and the environment (cropland).</p></list-item><list-item>
      <p>SKRD only happened in areas with low land carrying capacity and large
population pressure.</p></list-item><list-item>
      <p>The characteristics of KRD are as follows. (1) Population pressure exceeds land
carrying capacity. (2) A lack of arable depression resources makes slope land
arable. (3) Low land carrying capacity is the root cause of karst rocky
desertification.</p></list-item></list></p>
</sec>

      
      </body>
    <back><ack><title>Acknowledgements</title><p>This research was supported by the National Natural Science Foundation of
China (41261045) and the National Key Technology R &amp; D Program
(2014BAB03B02). We thank the editor and two anonymous reviewers for their
valuable comments and suggestions that helped improve the manuscript.
<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: A. Cerdà</p></ack><ref-list>
    <title>References</title>

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